John D. Bennatt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Daniel Bennatt, who also goes by Dan Bennatt, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1998. John had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2010 - January 11, 2019
LINK SECURITIES LLC
April 1, 1999 - July 6, 1999
BANC ONE CAPITAL MARKETS, INC.
February 23, 1998 - April 1, 1999
BANC ONE CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LINK SECURITIES LLC
CRD#: 144095 / SEC#: , 8-67641
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
