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Lena J Dalbey

LINK SECURITIES
SCOTTSDALE, AZ
·CRD# 2390918·24 years experience

Professional Summary

Lena J Dalbey, who also goes by Lena K Jensen, Lena Jensen, is a registered financial advisor currently at LINK SECURITIES LLC located in Scottsdale, Arizona. Lena is registered as a RR (Registered Representative) and started their career in finance in 1993. Lena has worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Lena K Jensen, Lena Jensen

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

LINK SECURITIES LLC·CRD# 144095
BD
1. 7900 E. Greenway Road Suite 203b, Scottsdale, AZ 852602. 7900 E Greemway Road Suite 203b, Scottsdale, AZ 85260
January 20, 2010 - Present
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
March 5, 2002 - September 5, 2002
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
October 1, 1997 - April 6, 2000
MONTGOMERY SECURITIES·CRD# 4357
BD
San Francisco, CA
May 22, 1997 - October 1, 1997
SALOMON BROTHERS INC.·CRD# 740
BD
New York, NY
September 29, 1993 - May 5, 1997

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Current Firm

LS
LINK SECURITIES LLC

ALARE CAPITAL SECURITES, LLC | LINK SECURITIES LLC | JDB CAPITAL SECURITIES LLC | ALARE CAPITAL SECURITIES, LLC

CRD#: 144095 / SEC#: 8-67641
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

7900 E. Greenway Road Suite 203b, Scottsdale, AZ 85260

Mailing Address

7900 E. Greenway Road Suite 203b, Scottsdale, AZ 85260

Phone Number

(833) 244-5465

Established

Delaware since 01/11/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
DALBEY, LENA JCEO & CCO2390918
COLLINS, ELIZABETH SARAHFNOP4714831
TAYLOR, TRACY DONALDREGISTERED DESIGNATED PRINCIPAL1257628

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(1/20/2010)
RR
California
(1/20/2010)
RR
New York
(11/15/2010)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2009About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2009About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Jul 2010About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Lena J Dalbey's CRS (Customer Relationship Summary).

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