CS
Charles A. Strickler
CONCORDE ASSET MANAGEMENT
San Francisco, CA 94104
Some features on this profile are disabled
CRD#: 2938664
CS
Professional summary
Charles Alexander Strickler, who also goes by Charles A Strickler, Chuck Strickler, is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in San Francisco, California and CONCORDE INVESTMENT SERVICES, LLC located in San Francisco, California.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Charles has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Charles A Strickler | Chuck Strickler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CALSTRA Car Wash Corp, Non Investment related, Folsom CA, Car Wash and Lube Shop in Folsom CA, Provide guidance, 1-5 hour/month during non trading hours, 1-5 hour/month during trading hours, Start date: 8/2006, 2. Pinky's Pizza Parlor of Walnut Creek Inc, Non Investment related, Walnut Creek CA, 16% Owner/Family Pizza restaurant, Provide guidance, 1-5 hours/month during non trading hour, 6-10 hours/month during trading hours. Start date 11/2011 3. Rental Properties, Investment Related, Pittsburg CA, Single Family residences, Owner, 50% ownership,1-5 hours/month during non trading hours, 1-5 hours/month during trading hours, Start 4/15/2009 4. Headland Center for Arts, Investment related, Sausalito CA, Finance Sub Committee, attending meetings, reviewing budget, overseeing construction projects, 1-5 hours/month during non trading hours, 1-5 hours/month during trading hours, Start date 8/1/2015. 5. SEQUENT Real Estate Wealth Management, Investment related, San Francisco CA, Head of Wealth Management, DBA for Securities related activities, Registered representative, Full time during trading hours, Start date July 2020. 6. Concorde Asset Management, Investment related, San Francisco CA, Investment Advisor Representative of RIA Firm, provide Investment Advisory services, Start Date: July 2020. full time during trading hours. 7. Antwerp 247, Investment related, 2630 Asrtselaar, Antwerpsesteenweg 124/93, Owner/ Property management, purchase real estate assets, 1-5 hours/month during non trading hours, 1-5 hours/month during trading hours, Start date 11/01/2023.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Alexander Strickler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 9, 2020 - Present
CONCORDE ASSET MANAGEMENT, LLC
Office #1: 44 Montgomery Street Suite 2410, San Francisco, CA 94104Office #2: 3909 Research Park Drive Suite 200, Ann Arbor, MI 48108RIA
CRD#: 140367
San Francisco, CA
Current
July 9, 2020 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 44 Montgomery Street Suite 1610, San Francisco, CA 94101BD
CRD#: 151604
San Francisco, CA
Past
March 25, 2016 - July 6, 2020
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SAN FRANCISCO, CA
Past
March 24, 2016 - July 6, 2020
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SAN FRANCISCO, CA
Past
August 5, 2011 - May 15, 2012
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
SAN FRANCISCO, CA
Past
August 5, 2011 - April 12, 2016
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
SAN FRANCISCO, CA
Past
September 19, 2008 - November 26, 2010
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
SAN FRANCISCO, CA
Past
September 19, 2008 - November 26, 2010
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
SAN FRANCISCO, CA
Past
April 1, 2008 - October 2, 2008
LEHMAN BROTHERS INC.
RIA
CRD#: 7506
SAN FRANCISCO, CA
Past
November 3, 2004 - October 2, 2008
LEHMAN BROTHERS INC.
BD
CRD#: 7506
SAN FRANCISCO, CA
Past
May 1, 2001 - November 2, 2004
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
Past
October 13, 1997 - May 1, 2001
JPMSI
BD
CRD#: 15733
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(10/22/2025)
RR
Arizona(10/23/2020)
RR
California(7/9/2020)
IAR
California(7/9/2020)
RR
Colorado(2/9/2022)
RR
Florida(2/9/2022)
RR
Georgia(2/6/2025)
IAR
Georgia(2/10/2025)
RR
Kansas(6/27/2022)
RR
Maine(7/9/2020)
IAR
Maine(7/15/2020)
IAR
Massachusetts(1/2/2025)
RR
Massachusetts(4/21/2025)
RR
Michigan(9/8/2022)
RR
Missouri(7/9/2020)
RR
Montana(1/3/2025)
RR
Nevada(7/23/2021)
RR
New Jersey(2/9/2022)
RR
New York(1/21/2022)
RR
North Carolina(3/19/2025)
RR
Oregon(2/9/2022)
RR
Pennsylvania(2/9/2022)
RR
Texas(2/9/2022)
RR
Washington(7/9/2020)
IAR
Washington(7/20/2020)
RR
Wyoming(2/9/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Mailing Address
Phone number
(248) 824-6710
Established
Firm type
Fiscal year end
# of Employees
79
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,207 |
| AUM (Assets Under Management) | $ 489,858,232 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
