Patrick J. Negado
Professional summary
Patrick John Negado, who also goes by Patrick John Negado, Patrick Negado, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Midway, Utah.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 1998. Patrick has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick John Negado's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 20, 2017 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #2: 21551 Foothill Blvd, Hayward, CA 94541-2145February 27, 2017 - June 15, 2017
HORNOR, TOWNSEND & KENT, LLC
June 14, 2016 - February 16, 2017
BANKERS LIFE SECURITIES, INC.
September 4, 2013 - October 30, 2015
TRANSAMERICA FINANCIAL ADVISORS, LLC
March 4, 2011 - July 30, 2013
ALLSTATE FINANCIAL SERVICES, LLC
July 8, 2009 - February 23, 2011
KESTRA INVESTMENT SERVICES, LLC
September 16, 2003 - January 12, 2007
TRILOGY CAPITAL STRATEGIES, INC.
January 10, 2003 - August 18, 2003
MML INVESTORS SERVICES, LLC
January 7, 2003 - August 18, 2003
MML INVESTORS SERVICES, LLC
June 27, 2001 - January 9, 2003
1717 CAPITAL MANAGEMENT COMPANY
February 11, 1998 - January 9, 2003
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/2/2025)
(6/20/2017)
(3/5/2019)
(2/11/2025)
(5/28/2021)
(9/24/2018)
(11/18/2021)
(6/9/2025)
(2/4/2019)
(4/22/2025)
(1/11/2024)
(7/23/2019)
(6/22/2021)
(6/9/2021)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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