Christopher J. Sarkis
Professional summary
Christopher Jude Sarkis is a registered financial professional currently at LPS CAPITAL LLC located in New York, New York and 22V SECURITIES LLC located in Garden City, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1999. Christopher has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Jude Sarkis's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2023 - Present
LPS CAPITAL LLC
Office #1: 600 Lexington Avenue Suite 502, New York, NY 10022December 23, 2024 - Present
22V SECURITIES LLC
December 9, 2020 - August 29, 2023
CANACCORD GENUITY LLC
November 13, 2017 - November 16, 2020
TOURMALINE PARTNERS, LLC
December 6, 2011 - July 31, 2017
RAFFERTY CAPITAL MARKETS, LLC
November 27, 2001 - December 6, 2011
CANTOR FITZGERALD & CO.
July 5, 2001 - November 26, 2001
OSCAR GRUSS & SON INCORPORATED
March 6, 2000 - July 2, 2001
HILL THOMPSON MAGID & CO., INC.
April 26, 1999 - January 11, 2000
PARAGON CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/5/2023)
(9/5/2023)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/7/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
22V SECURITIES LLC
CRD#: 327657 / SEC#: , 8-71197
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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