John N. Drahzal

QUASAR DISTRIBUTORS

Charlotte, NC 28277

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CRD#: 2937289

Professional summary

John Noel Drahzal is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Charlotte, North Carolina.

John is registered as a RR (Registered Representative) and started their career in finance in 1997. John has worked at 9 firms and has passed the Series 66, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Noel Drahzal's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 13, 2017 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 6210 Ardrey Kell Road Suite 300, Charlotte, NC 28277

CRD#: 103848

Charlotte, NC

Past

June 6, 2016 - January 24, 2017

FORESIDE FUND SERVICES, LLC

CRD#: 46106

Wilmington, DE

Past

January 27, 2011 - July 29, 2014

REICH & TANG DISTRIBUTORS, INC.

CRD#: 28078

NEW YORK, NY

Past

July 28, 2008 - January 24, 2011

RESRV PARTNERS, INC.

CRD#: 10273

NEW YORK, NY

Past

April 8, 2005 - July 5, 2005

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

CRD#: 21570

SHELTON, CT

Past

June 9, 2004 - December 7, 2007

PGIM INVESTMENTS LLC

RIA

CRD#: 105670

NEWARK, NJ

Past

March 24, 2004 - December 7, 2007

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

NEWARK, NJ

Past

February 6, 2001 - July 24, 2002

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

NEWARK, NJ

Past

May 14, 1999 - January 26, 2001

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Past

November 6, 1997 - May 14, 1999

KEY INVESTMENTS INC.

CRD#: 15873

CLEVELAND, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

North Carolina
(6/13/2017)

Exams

State Security Law Exam

IAR

Series 66

Date: 7/15/1998

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/4/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 7/2/2004

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/20/1998

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

QUASAR DISTRIBUTORS, LLC

CRD#: 103848 / SEC#: , 8-52323

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 01/21/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

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Firm Stability Insights

John N. Drahzal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Noel Drahzal's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

REICH & TANG DISTRIBUTORS, INC.

RESRV PARTNERS, INC.

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

PGIM INVESTMENTS LLC

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

KEYBANC CAPITAL MARKETS INC.

KEY INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/15/1998

SIE

Date: 10/1/2018

Series 7

Date: 11/4/1997

Series 51

Date: 7/2/2004

Series 24

Date: 1/20/1998

FINRA

Current Firm

QUASAR DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

QUASAR DISTRIBUTORS, LLC

TRUST BUT VERIFY

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