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SB

Sean Bowden

SB1 CAPITAL MARKETS

New York, NY

·CRD# 2937192·25 years experience

Professional Summary

Sean Bowden, who also goes by Sean M Bowden, Sean Michael Bowden, is a registered financial advisor currently at SB1 CAPITAL MARKETS INC located in New York, New York and LINQTO CAPITAL located in New York , New York. Sean is registered as a RR (Registered Representative) and started their career in finance in 2001. Sean has worked at 10 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 7TO, SIE, Series...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sean M Bowden, Sean Michael Bowden

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

SB1 CAPITAL MARKETS INC·CRD# 154132

BD

260 Madison Ave 8th Floor, New York, NY 10016

November 7, 2024 - Present

LINQTO CAPITAL·CRD# 314557

BD

260 Madison Ave 8th Floor, New York , NY 10016

December 26, 2024 - Present

PICKWICK CAPITAL PARTNERS, LLC·CRD# 130672

BD

White Plains, NY

January 19, 2024 - December 24, 2024

SYMBRIDGE CAPITAL LLC·CRD# 307430

BD

Greenwich, CT

November 17, 2021 - July 6, 2023

ARCTIC SECURITIES LLC·CRD# 174423

BD

New York, NY

April 29, 2016 - November 18, 2019

SBERBANK CIB USA, INC.·CRD# 47972

BD

New York, NY

September 4, 2014 - June 22, 2015

NATIXIS SECURITIES AMERICAS LLC·CRD# 1101

BD

New York, NY

June 9, 2011 - June 23, 2014

SG AMERICAS SECURITIES, LLC·CRD# 128351

BD

New York, NY

November 26, 2008 - May 31, 2011

BANC OF AMERICA SECURITIES LLC·CRD# 26091

BD

New York, NY

July 12, 2004 - December 1, 2008

LABRANCHE & CO. LLC·CRD# 32661

BD

New York, NY

March 6, 2001 - April 2, 2003

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Current Firm

LC

LINQTO CAPITAL

LINQTO CAPITAL | LINQTO CAPITAL, LLC

CRD#: 314557 / SEC#: 8-70775

BD

Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

260 Madison Ave 8th Floor, New York, NY 10016

Mailing Address

260 Madison Ave 8th Floor, New York, NY 10016

Phone Number

+1 (408) 430-7006

Established

Delaware since 01/02/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
LINQTO, INCORPORATED	SOLE OWNER	—
BOWDEN, SEAN	POO	2937192
BOWDEN, SEAN	CEO/ CCO	2937192
BOWDEN, SEAN	FINOP/PFO	2937192

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(1/22/2025)

RR

Alaska
(1/22/2025)

RR

Arizona
(1/22/2025)

RR

Arkansas
(1/22/2025)

RR

California
(1/22/2025)

RR

Colorado
(1/22/2025)

RR

Connecticut
(1/22/2025)

RR

Delaware
(1/22/2025)

RR

District of Columbia
(1/22/2025)

RR

Florida
(1/22/2025)

RR

Georgia
(1/22/2025)

RR

Hawaii
(1/22/2025)

RR

Idaho
(1/22/2025)

RR

Illinois
(3/11/2025)

RR

Indiana
(1/22/2025)

RR

Iowa
(1/22/2025)

RR

Kansas
(1/22/2025)

RR

Kentucky
(1/22/2025)

RR

Louisiana
(1/22/2025)

RR

Maine
(1/22/2025)

RR

Maryland
(1/22/2025)

RR

Michigan
(1/22/2025)

RR

Minnesota
(1/22/2025)

RR

Mississippi
(1/22/2025)

RR

Missouri
(1/22/2025)

RR

Montana
(1/22/2025)

RR

Nebraska
(1/22/2025)

RR

Nevada
(1/22/2025)

RR

New Hampshire
(1/22/2025)

RR

New Jersey
(1/22/2025)

RR

New Mexico
(1/22/2025)

RR

New York
(12/26/2024)

RR

North Carolina
(1/22/2025)

RR

North Dakota
(1/22/2025)

RR

Ohio
(1/28/2025)

RR

Oklahoma
(1/22/2025)

RR

Oregon
(1/22/2025)

RR

Pennsylvania
(1/22/2025)

RR

Puerto Rico
(1/22/2025)

RR

Rhode Island
(1/22/2025)

RR

South Carolina
(1/22/2025)

RR

South Dakota
(1/22/2025)

RR

Tennessee
(1/22/2025)

RR

Texas
(1/22/2025)

RR

Utah
(1/22/2025)

RR

Vermont
(1/22/2025)

RR

Virgin Islands
(1/22/2025)

RR

Virginia
(1/22/2025)

RR

Washington
(1/22/2025)

RR

West Virginia
(1/22/2025)

RR

Wisconsin
(1/22/2025)

RR

Wyoming
(1/22/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2001About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 21 — NYSE Front Line Specialist Clerk

Passed Dec 2002

Series 25 — NYSE Trading Assistant Examination

Passed Dec 2001

Series 7 — General Securities Representative Examination

Passed Jun 2001About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 27 — Financial and Operations Principal Examination

Passed Jan 2023About the Series 27 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Jan 2023About the Series 28 exam

Series 24 — General Securities Principal Examination

Passed Jan 2023About the Series 24 exam

Series 14A — Compliance Official Specialist Exam

Passed Feb 2002

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Sean Bowden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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SB

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