Bruce R. Van Bebber

WEALTH ALLIANCE ADVISORY GROUP

Wichita, KS 67207

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CRD#: 2937167

Professional summary

Bruce R. Van Bebber, who also goes by Bruce R. Rodger Van Bebber, Bruce R Vanbebber, Bruce Rodger Vanbebber, is a registered financial advisor currently at WEALTH ALLIANCE ADVISORY GROUP, LLC located in Wichita, Kansas and MUTUAL SECURITIES, INC. located in Wichita, Kansas.

Bruce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Bruce has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bruce R. Rodger Van Bebber | Bruce R Vanbebber | Bruce Rodger Vanbebber

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. WEALTH ALLIANCE ADVISORY GROUP, LLC., START DATE: 12/1/2017, 111 S. WHITTIER STREET, WICHITA, KS 67207, LLC, RIA, SENIOR VP, FINANCIAL ADVISOR, FINANCIAL PLANNING/WEALTH MANAGEMENT, INVESTMENT RELATED, 160 HOURS PER MONTH, 8 HOURS PER DAY DURING TRADING HOURS. 2. Insurance Agent, Start Date: 12/10/1997, 10585 E 21 St North, Wichita, KS 67206, Agent, Agent, Investment Related, 1 Hour per month, 0 Hours per day during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce R. Van Bebber's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 30, 2017 - Present

WEALTH ALLIANCE ADVISORY GROUP, LLC

Office #1: 10585 E 21st N, Wichita, KS 67207

RIA

CRD#: 290329

Wichita, KS

Current

November 30, 2017 - Present

MUTUAL SECURITIES, INC.

Office #1: 10585 East 21st Street North, Wichita, KS 67206

CRD#: 13092

Wichita, KS

Past

April 30, 1998 - December 11, 2017

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WICHITA, KS

Past

November 18, 1997 - December 11, 2017

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WICHITA, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH ALLIANCE ADVISORY GROUP, LLC

ASHTON ADVISORS, LLC | WEALTH ALLIANCE ADVISORY GROUP, LLC

CRD#: 290329 / SEC#: 801-112023

RIA

Registered Investment Advisory firm - (11/13/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Kansas
(11/30/2017)

Kansas
(12/11/2017)

Montana
(11/30/2017)

Oklahoma
(11/30/2017)

Virginia
(12/11/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/27/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/17/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/13/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/6/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WEALTH ALLIANCE ADVISORY GROUP, LLC

ASHTON ADVISORS, LLC | WEALTH ALLIANCE ADVISORY GROUP, LLC

CRD#: 290329 / SEC#: 801-112023

RIA

Registered Investment Advisory firm - (11/13/2017 Approved)

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Contact information

Main Address

10585 E 21st N, Wichita, KS 67207

Mailing Address

Phone number

(316) 221-3950

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR WEALTH ALLIANCE ADVISORY GROUP, LLC (3/4/2025)

WRAP FEE BROCHURE FOR WEALTH ALLIANCE ADVISORY GROUP, LLC (3/4/2025)

Regulatory assets under management

Total Number of Accounts	907
AUM (Assets Under Management)	$ 803,756,168

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bruce R. Van Bebber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce R. Van Bebber's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL SECURITIES, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

WEALTH ALLIANCE ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/27/1997

Series 63

Date: 10/17/1997

SIE

Date: 10/1/2018

Series 31

Date: 12/13/2000

Series 7

Date: 10/6/1997

FINRA

Current Firm

WEALTH ALLIANCE ADVISORY GROUP, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH ALLIANCE ADVISORY GROUP, LLC

TRUST BUT VERIFY

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