Mark J. Fisher
Professional summary
Mark John Fisher is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Cherry Hill, New Jersey and CETERA WEALTH SERVICES, LLC located in Cherry Hill, New Jersey.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Mark has worked at 12 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark John Fisher's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 900 Kings Highway, Cherry Hill, NJ 08034October 2, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 900 North Kings Highway Suite 101, Cherry Hill, NJ 08034November 14, 2022 - October 9, 2025
LPL FINANCIAL LLC
November 11, 2022 - October 9, 2025
LPL FINANCIAL LLC
February 1, 2019 - November 14, 2022
GWN SECURITIES INC.
January 25, 2019 - November 14, 2022
GWN SECURITIES INC.
June 27, 2013 - February 7, 2019
PRIVATE ADVISOR GROUP, LLC
August 18, 2010 - November 2, 2015
LPL FINANCIAL LLC
August 18, 2010 - February 4, 2019
LPL FINANCIAL LLC
December 5, 2006 - August 24, 2010
SECURITIES AMERICA ADVISORS, INC.
December 4, 2006 - August 24, 2010
SECURITIES AMERICA, INC.
April 2, 2004 - December 1, 2006
INVESTMENT ADVISORS & CONSULTANTS, INC.
November 25, 2002 - April 1, 2004
TD WEALTH MANAGEMENT SERVICES INC.
November 25, 2002 - April 1, 2004
TD WEALTH MANAGEMENT SERVICES INC.
June 21, 2001 - November 21, 2002
J.J.B. HILLIARD, W.L. LYONS, LLC
January 16, 2001 - June 25, 2001
SII INVESTMENTS, INC.
October 15, 1998 - September 30, 1999
JOHN HANCOCK DISTRIBUTORS LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/2/2025)
(10/2/2025)
(10/2/2025)
(10/2/2025)
(10/2/2025)
(10/2/2025)
(10/2/2025)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
