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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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MF

Mark J. Fisher

CETERA INVESTMENT ADVISERS
Cherry Hill, NJ 08034
Some features on this profile are disabled
CRD#: 2934497
MF

Professional summary

Mark John Fisher is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Cherry Hill, New Jersey and CETERA WEALTH SERVICES, LLC located in Cherry Hill, New Jersey.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Mark has worked at 12 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark John Fisher's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 2, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 900 Kings Highway, Cherry Hill, NJ 08034
RIA
CRD#: 105644
Cherry Hill, NJ
Current

October 2, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 900 North Kings Highway Suite 101, Cherry Hill, NJ 08034
BD
CRD#: 13572
CHERRY HILL, NJ
Past

November 14, 2022 - October 9, 2025

LPL FINANCIAL LLC

RIA
CRD#: 6413
MOUNT HOLLY, NJ
Past

November 11, 2022 - October 9, 2025

LPL FINANCIAL LLC

BD
CRD#: 6413
MOUNT HOLLY, NJ
Past

February 1, 2019 - November 14, 2022

GWN SECURITIES INC.

RIA
CRD#: 128929
MOUNT HOLLY, NJ
Past

January 25, 2019 - November 14, 2022

GWN SECURITIES INC.

BD
CRD#: 128929
MOUNT HOLLY, NJ
Past

June 27, 2013 - February 7, 2019

PRIVATE ADVISOR GROUP, LLC

RIA
CRD#: 155216
MOUNT HOLLY, NJ
Past

August 18, 2010 - November 2, 2015

LPL FINANCIAL LLC

RIA
CRD#: 6413
MOUNT LAUREL, NJ
Past

August 18, 2010 - February 4, 2019

LPL FINANCIAL LLC

BD
CRD#: 6413
MOUNT LAUREL, NJ
Past

December 5, 2006 - August 24, 2010

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
MOUNT HOLLY, NJ
Past

December 4, 2006 - August 24, 2010

SECURITIES AMERICA, INC.

BD
CRD#: 10205
MOUNT HOLLY, NJ
Past

April 2, 2004 - December 1, 2006

INVESTMENT ADVISORS & CONSULTANTS, INC.

BD
CRD#: 7996
MOUNT HOLLY, NJ
Past

November 25, 2002 - April 1, 2004

TD WEALTH MANAGEMENT SERVICES INC.

RIA
CRD#: 6940
MARLTON, NJ
Past

November 25, 2002 - April 1, 2004

TD WEALTH MANAGEMENT SERVICES INC.

BD
CRD#: 6940
PHILADELPHIA, PA
Past

June 21, 2001 - November 21, 2002

J.J.B. HILLIARD, W.L. LYONS, LLC

BD
CRD#: 453
LOUISVILLE, KY
Past

January 16, 2001 - June 25, 2001

SII INVESTMENTS, INC.

BD
CRD#: 2225
APPLETON, WI
Past

October 15, 1998 - September 30, 1999

JOHN HANCOCK DISTRIBUTORS LLC

BD
CRD#: 5249
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(10/2/2025)
RR
Kansas
(10/2/2025)
RR
New Jersey
(10/2/2025)
IAR
New Jersey
(10/2/2025)
RR
Pennsylvania
(10/2/2025)
RR
South Carolina
(10/2/2025)
RR
Tennessee
(10/2/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/18/2000
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/7/2001
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/5/1998
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Cherry Hill, NJ 08034

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