William J. Takeuchi
Professional summary
William Jun Takeuchi, CFA is a registered financial professional currently at MARKS BAUGHAN SECURITIES LLC located in Conshohocken, Pennsylvania.
William is registered as a RR (Registered Representative) and started their career in finance in 1997. William has worked at 3 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Jun Takeuchi's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 25, 2005 - Present
MARKS BAUGHAN SECURITIES LLC
Office #1: 161 Washington St., Suite 1390, Conshohocken, PA 19428Office #2: 161 Washington St., Suite 1390, Conshohocken, PA 19428December 18, 2000 - February 12, 2001
CREDIT SUISSE SECURITIES (USA) LLC
August 28, 1997 - December 18, 2000
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/25/2011)
(7/29/2011)
(2/28/2011)
(2/25/2011)
(12/19/2011)
(2/25/2011)
(3/7/2005)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MARKS BAUGHAN SECURITIES LLC
CRD#: 132652 / SEC#: , 8-66615
Contact information
FINRA licenses (16 States and Territories)
Documents
Red Flags
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