Joseph J. Perri

CETERA INVESTMENT ADVISERS LLC

HUNTINGTON STATION, NY 11746

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CRD#: 2930227

Professional summary

Joseph John Perri is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Huntington Station, New York and CETERA WEALTH SERVICES, LLC located in Huntington Station, New York.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Joseph has worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2.INDEPENDENT INSURANCE AGENT, 712A E JERICHO TPKE, HUNTINGTON STATION, NY, 8/2015 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 3/YR - 0/TRADING. 3.JOSEPH PERRI, 720 East Jericho Tpke Suite 1, Huntington NY 11747, 06/2023, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 1 HR - 0/TRADING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph John Perri's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 21, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 720 East Jericho Turnpike Suite 1, Huntington Station, NY 11746

RIA

CRD#: 105644

HUNTINGTON STATION, NY

Current

July 21, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 720 East Jericho Turnpike Suite 1, Huntington Station, NY 11746

CRD#: 13572

HUNTINGTON STATION, NY

Past

April 10, 2021 - July 25, 2025

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Huntington Station, NY

Past

August 10, 2015 - July 25, 2025

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

HUNTINGTON STA, NY

Past

December 5, 2008 - August 25, 2015

LPL FINANCIAL LLC

CRD#: 6413

HUNTINGTON STATION, NY

Past

October 3, 2005 - December 10, 2008

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

NEW YORK, NY

Past

September 9, 2004 - August 29, 2005

FISERV INVESTOR SERVICES, INC.

CRD#: 34637

HOUSTON, TX

Past

March 10, 2003 - September 9, 2004

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Past

May 1, 2002 - February 6, 2003

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Past

January 10, 2002 - May 1, 2002

DIME SECURITIES, INC.

CRD#: 28955

BROOKLYN, NY

Past

September 24, 1997 - December 12, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(7/22/2025)

IAR

New York
(7/21/2025)

New York
(7/22/2025)

Ohio
(8/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/17/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/22/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph J. Perri

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph John Perri's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

LPL FINANCIAL LLC

CHASE INVESTMENT SERVICES CORP.

FISERV INVESTOR SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

WAMU INVESTMENTS, INC.

DIME SECURITIES, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/17/1997

SIE

Date: 10/1/2018

Series 7

Date: 9/22/1997

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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