Peter Ross Hoffman
Professional Summary
Peter Ross Hoffman is a registered financial advisor currently at OHANAE SECURITIES LLC located in New York, New York. Peter is registered as a RR (Registered Representative) and started their career in finance in 1997. Peter has worked at 15 firms and has passed the Series 65, Series 63, Series 7TO, Series 99TO, SIE, Series 55, Series 7, Series 24 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
29 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
OHANAE SECURITIES LLC | QUICKSILVER SECURITIES LLC
Contact Information
Main Address
1460 Broadway, New York, NY 10036Mailing Address
1460 Broadway, New York, NY 10036Phone Number
(212) 796-1531Established
New York since 06/19/2019Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Jan 2000SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Peter Ross Hoffman's CRS (Customer Relationship Summary).
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