James Joseph Verdone
Professional Summary
James Joseph Verdone, who also goes by James J Verdone, Jim Joseph Verdone, is a registered financial advisor currently at OHANAE SECURITIES LLC located in New York, New York. James is registered as a RR (Registered Representative) and started their career in finance in 1995. James has worked at 25 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 14, Series 53, Series 10, Series 9, Series 4 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James J Verdone, Jim Joseph Verdone
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
OHANAE SECURITIES LLC | QUICKSILVER SECURITIES LLC
Contact Information
Main Address
1460 Broadway, New York, NY 10036Mailing Address
1460 Broadway, New York, NY 10036Phone Number
(212) 796-1531Established
New York since 06/19/2019Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Apr 2001About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2001About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view James Joseph Verdone's CRS (Customer Relationship Summary).
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