JC
Jefferson Craft
LPL ENTERPRISE
TAMPA, FL 33607
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CRD#: 2928940
JC
Professional summary
Jefferson Craft, who also goes by Jefferson Wynn Craft, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Tampa, Florida.
Jefferson is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Jefferson has worked at 6 firms and has passed the Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jefferson Wynn Craft
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FAMILY RENTALS MOBILE HOME PARKS - NOT INVESTMENT RELATED - PURCHASED REAL ESTATE INVESTMENT IN MOBILE HOME PARKS - 15% OWNER IN 1 MOBILE HOME PARKS - TITLE: PASSIVE MINORITY INVESTOR, STOCKHOLDER - STARTED 7/00 - WORK 0 HRS/WK - THIS BUSINESS IS A CORPORATION - PARTNERS: NORMA GLUSICA, GREG PRESEAU ARE NOT SECURITIES CLIENTS.
2)MONEX; 4910 BIRCH ST, NEWPORT BEACH, CA; NOT INV REL; REFER TAX CLIENTS TO COIN DEALER-CLIENTS BUY ACTUAL GOLD/SILVER COINS; NO DUTIES, I RECEIVE OCCASIONAL OUNCES OF SILVER:
3) PROCESSING OIL SPILL CLAIMS, NOT INVEST REL, SAME AS REGISTERED ADDRESS, HELPING CPA CLIENTS PROCESS CLAIMS, START 07/14/14, WORKING WITH ATTORNEYS TO process oil spill claims.
4)NAME OF OTHER BUSINESS: HOME REFRESH LLC
INVESTMENT RELATED: NO
ADDRESS: 6100 N. Nebraska Ave Tampa, FL 33604
NATURE OF BUSINESS: HOUSE FLIPPING
START DATE: 6/2018
APX NUMBER OF HOURS PER month 2
APX NUMBER OF HOURS DURING TRADING HOURS: 2 per month
POSITION/TITLE/RELATIONSHIP: Managing Member
BRIEF DESCRIPTION OF DUTIES: Buy & Sell
XYMOGEN-6900Kingspointe Pkwy Orlando, FL 32819-Private Placement Purchasing-1hr per month-1hr per month during securities trading-
Notary-6100 N. Nebraska Avenue Tampa,FL-.25hr per month & during sec trade
CRS (Client Relationship Summary) - RIA
Click below to view Jefferson Craft's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jefferson Craft's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 9, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 3030 North Rocky Point Dr West Suite 460, Tampa, FL 33607Office #2: 6100 N. Nebraska Ave., Tampa, FL 33604RIA
BD
CRD#: 8733
TAMPA, FL
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 6100 N. Nebraska Ave., Tampa, FL 33604RIA
BD
CRD#: 8733
Tampa, FL
Past
May 2, 2019 - November 12, 2024
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Tampa, FL
Past
February 21, 2019 - November 14, 2024
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
November 22, 2005 - February 26, 2019
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
TAMPA, FL
Past
June 30, 2004 - February 26, 2019
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
TAMPA, FL
Past
December 10, 1997 - June 30, 2004
HOCHMAN & BAKER SECURITIES, INC.
BD
CRD#: 19949
STAMFORD, CT
Past
November 12, 1997 - December 10, 1997
C. J. M. PLANNING CORP.
BD
CRD#: 5698
POMPTON LAKES, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/19/2024)
IAR
Florida(12/9/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
Delaware since 05/25/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
4,650
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORRISON, STEVEN PHILIP | SECRETARY | 4529345 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LPL ENTERPRISE, LLC
CRD#: 8733Tampa, FL 33607TRUST BUT VERIFY
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