SB
Stephanie B. Bowens
KESTRA ADVISORY SERVICES
Cary, NC 27513
Some features on this profile are disabled
CRD#: 2926294
SB
Professional summary
Stephanie Baines Bowens is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Cary, North Carolina and KESTRA INVESTMENT SERVICES, LLC located in Cary, North Carolina.
Stephanie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Stephanie has worked at 10 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/19/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: PREMIER WEALTH RESOURCES, LLC POSITION: Owner NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 4 START DATE: 05/19/2025 ADDRESS: 150 Preston Executive Drive, Suite 201, Cary NC 27513, United States DESCRIPTION: I act as an agent for securing health Insurance for individuals and small business owners. Name: CHRYSALIS CAPITAL MANAGEMENT LLC POSITION: CEO NATURE: Financial Education and Literacy INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 4 START DATE: 05/19/2025 ADDRESS: 150 Preston Executive Drive, Suite 201, Cary NC 27513, United States DESCRIPTION: Developer of financial education and literacy materials Name: KESTRA INSURANCE PLANNING POSITION: Insurance Representative NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 2 SECURITIES TRADING HOURS: 8 START DATE: 06/03/2025 ADDRESS: 5707 SOUTHWEST PARKWAY, BLD 2, SUITE 400, Austin TX 78735, United States DESCRIPTION: Provide Insurance and risk management advice and planning services for prospects and clients. Name: STEPHANIE BOWENS NOTARY PUBLIC POSITION: Stephanie Bowens Notary Public NATURE: Notary Public INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 4 START DATE: 07/21/2025 ADDRESS: 150 Preston Executive Drive, suite 201, Cary NC 27513, United States DESCRIPTION: Notary Public Services for the State of North Carolina Name: THE HOPE CENTER AT PULLEN POSITION: Board member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/19/2025 ADDRESS: 112 Cox Avenue, Suite 100-A, Raleigh NC 27605, United States DESCRIPTION: I make recommendations as a member of the finance committee on financial matters such as banking accounts, money market. stewardship and organizational planning of the growth of the organization in alignment with the stated vision and mission of the charity.
CRS (Client Relationship Summary) - RIA
Click below to view Stephanie Baines Bowens's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 3, 2025 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 150 Preston Executive Drive Suite 201, Cary, NC 27513RIA
CRD#: 283330
Cary, NC
Current
June 3, 2025 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 150 Preston Executive Dr Ste 201, Cary, NC 27513BD
CRD#: 42046
Cary, NC
Past
August 23, 2024 - June 5, 2025
OSAIC WEALTH, INC.
RIA
CRD#: 23131
Cary, NC
Past
August 23, 2024 - June 5, 2025
OSAIC WEALTH, INC.
BD
CRD#: 23131
Cary, NC
Past
April 5, 2011 - August 23, 2024
TRIAD ADVISORS LLC
RIA
CRD#: 25803
Cary, NC
Past
April 4, 2011 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Cary, NC
Past
January 9, 2008 - April 5, 2011
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
RALEIGH, NC
Past
December 13, 2007 - April 5, 2011
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
RALEIGH, NC
Past
January 3, 2005 - January 8, 2008
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
CARY, NC
Past
January 3, 2005 - January 8, 2008
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
CARY, NC
Past
September 30, 2002 - January 3, 2005
NCF FINANCIAL SERVICES, INC.
RIA
CRD#: 120471
RALEIGH, NC
Past
September 30, 2002 - January 3, 2005
NCF FINANCIAL SERVICES, INC.
BD
CRD#: 120471
DURHAM, NC
Past
July 11, 2002 - September 30, 2002
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
RALEIGH, NC
Past
July 11, 2000 - September 30, 2002
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
July 14, 1998 - July 3, 2000
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
CHARLOTTE, NC
Past
August 21, 1997 - April 29, 1998
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(6/3/2025)
RR
Georgia(6/20/2025)
RR
Maryland(6/3/2025)
RR
Nevada(6/3/2025)
IAR
North Carolina(6/3/2025)
RR
North Carolina(6/9/2025)
RR
Pennsylvania(6/3/2025)
RR
Tennessee(6/3/2025)
RR
Texas(6/3/2025)
IAR
Texas(6/3/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Cary, NC 27513TRUST BUT VERIFY
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