Christopher P. Mccarthy
Professional summary
Christopher Patrick Mccarthy is a registered financial professional currently at KBD SECURITIES, LLC located in New Yoyk, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1997. Christopher has worked at 4 firms and has passed the Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Patrick Mccarthy's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 17, 2014 - Present
KBD SECURITIES, LLC
Office #1: 470 Park Avenue South, New Yoyk, NY 10016Office #2: 470 Park Avenue South 8th Floor South, New York, NY 10016April 6, 2005 - October 15, 2014
DELAWARE DISTRIBUTORS, L.P.
July 29, 1999 - September 12, 2001
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
August 15, 1997 - June 18, 1998
CITISTREET EQUITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/17/2014)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
KBD SECURITIES, LLC
CRD#: 104110 / SEC#: , 8-52591
Contact information
FINRA licenses (8 States and Territories)
Direct owners and executive officers
Red Flags
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