Alexis A. Intili
Professional summary
Alexis Ann Intili is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Staten Island, New York.
Alexis is registered as a RR (Registered Representative) and started their career in finance in 1997. Alexis has worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexis Ann Intili's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 11, 2015 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 4156 Hylan Blvd, Staten Island, NY 10308-3312May 2, 2013 - March 17, 2014
M&T SECURITIES, INC.
September 19, 2012 - January 4, 2013
SANTANDER SECURITIES LLC
April 8, 2009 - September 19, 2012
LPL FINANCIAL LLC
August 10, 2004 - March 16, 2009
WAMU INVESTMENTS, INC.
April 15, 2004 - April 27, 2004
BNY INVESTMENT CENTER INC.
September 9, 2003 - April 9, 2004
QUICK & REILLY, INC.
October 8, 2002 - May 14, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 3, 2000 - September 5, 2000
FRED ALGER & COMPANY, LLC
June 19, 2000 - June 26, 2000
CHASE INVESTMENT SERVICES CORP.
October 7, 1999 - June 6, 2000
CETERA WEALTH SERVICES, LLC
March 8, 1999 - October 4, 1999
ESSEX NATIONAL SECURITIES, LLC
January 27, 1998 - March 31, 1999
FLEET ENTERPRISES, INC.
September 18, 1997 - December 23, 1997
RYAN BECK & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/18/2023)
(3/4/2022)
(3/11/2015)
(2/17/2015)
(11/21/2024)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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