Aaron E. Deedon

FIDELITY BROKERAGE SERVICES LLC

Boston, MA 02210

Some features on this profile are disabled

CRD#: 2925188

Professional summary

Aaron E. Deedon, who also goes by Aaron E Deedon, Aaron Eli Deedon, Aaron Deedon, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Boston, Massachusetts and FIDELITY DISTRIBUTORS COMPANY LLC located in Boston, Massachusetts.

Aaron is registered as a RR (Registered Representative) and started their career in finance in 1999. Aaron has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Aaron E Deedon | Aaron Eli Deedon | Aaron Deedon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Aaron E. Deedon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 16, 2024 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 245 Summer Street, Boston, MA 02210

CRD#: 7784

Boston, MA

Current

November 19, 2024 - Present

FIDELITY DISTRIBUTORS COMPANY LLC

Office #1: 245 Summer Street, Boston, MA 02210

CRD#: 17507

Boston, MA

Past

March 18, 2020 - June 10, 2024

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

Eagle, ID

Past

July 17, 2015 - December 20, 2019

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

NEWPORT BEACH, CA

Past

July 18, 2014 - June 30, 2015

ALLSPRING FUNDS MANAGEMENT, LLC

RIA

CRD#: 110841

SAN FRANCISCO, CA

Past

March 21, 2014 - June 30, 2015

ALLSPRING FUNDS DISTRIBUTOR, LLC

CRD#: 133366

SAN FRANCISCO, CA

Past

September 30, 2010 - March 11, 2014

MORGAN STANLEY

CRD#: 149777

NEWPORT BEACH, CA

Past

February 4, 2009 - August 19, 2010

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

December 17, 2008 - February 20, 2009

C.K. COOPER & COMPANY, INC.

CRD#: 106578

IRVINE, CA

Past

April 24, 2006 - October 6, 2008

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

NASHVILLE, TN

Past

October 27, 2000 - April 3, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

LOS ANGELES, CA

Past

January 15, 1999 - April 7, 2000

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/25/2024)

Alaska
(7/25/2024)

Arizona
(7/25/2024)

Arkansas
(7/25/2024)

California
(7/25/2024)

Colorado
(7/25/2024)

Connecticut
(7/25/2024)

Delaware
(7/25/2024)

District of Columbia
(7/25/2024)

Florida
(7/25/2024)

Georgia
(7/25/2024)

Hawaii
(7/25/2024)

Idaho
(7/16/2024)

Illinois
(7/25/2024)

Indiana
(7/25/2024)

Iowa
(7/25/2024)

Kansas
(7/25/2024)

Kentucky
(7/25/2024)

Louisiana
(7/25/2024)

Maine
(7/25/2024)

Maryland
(7/25/2024)

Massachusetts
(7/25/2024)

Michigan
(7/25/2024)

Minnesota
(7/25/2024)

Mississippi
(7/25/2024)

Missouri
(7/25/2024)

Montana
(7/25/2024)

Nebraska
(7/25/2024)

Nevada
(7/25/2024)

New Hampshire
(7/25/2024)

New Jersey
(7/25/2024)

New Mexico
(7/25/2024)

New York
(7/25/2024)

North Carolina
(7/25/2024)

North Dakota
(7/25/2024)

Ohio
(7/26/2024)

Oklahoma
(7/25/2024)

Oregon
(7/25/2024)

Pennsylvania
(7/25/2024)

Puerto Rico
(7/25/2024)

Rhode Island
(7/16/2024)

South Carolina
(7/25/2024)

South Dakota
(7/25/2024)

Tennessee
(7/25/2024)

Texas
(7/25/2024)

Utah
(7/25/2024)

Vermont
(7/25/2024)

Virgin Islands
(7/25/2024)

Virginia
(7/25/2024)

Washington
(7/25/2024)

West Virginia
(7/25/2024)

Wisconsin
(7/25/2024)

Wyoming
(7/25/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 7/10/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/20/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/26/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/14/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/2/2023

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 1/6/2009

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 12/20/2008

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

FIDELITY DISTRIBUTORS COMPANY LLC

FIDELITY DISTRIBUTORS COMPANY LLC | INSTITUTIONAL COMPANY, INC. | FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. | FIDELITY INSTITUTIONAL RETIREMENT SERVICES COMPANY

CRD#: 17507 / SEC#: , 8-35097

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

900 Salem Street, Smithfield, RI 02917

Mailing Address

Two Destiny Way Mail Zone Wg3d, Westlake, TX 76262

Phone number

(800) 237-8132

Established

Delaware since 01/01/2020

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FIDELITY GLOBAL BROKERAGE GROUP, INC.	STOCKHOLDER
ACKERMAN, CHARLES ALLAN	DIRECTOR	2168517
ADAMS, ROBERT	COO	1291582
GUSTAFSON, DALTON	PRESIDENT/DIRECTOR	2439305
HAGGERTY, MARK A	EXECUTIVE VICE PRESIDENT/DIRECTOR	4347837
KAVANAUGH, NATALIE ANN	CHIEF LEGAL OFFICER
MCGINTY, JOHN JR.	CHIEF COMPLIANCE OFFICER	5560420
RHODES, NOAH BUTLER	CHIEF FINANCIAL OFFICER	6546392

Disclosures

Regulatory Event	3
Arbitration	17

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Martin Robbins

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Norwell, MA

Tamara Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Aaron E. Deedon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Aaron E. Deedon's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY DISTRIBUTORS COMPANY LLC

NYLIFE DISTRIBUTORS LLC

PACIFIC SELECT DISTRIBUTORS, LLC

ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS DISTRIBUTOR, LLC

MORGAN STANLEY

TRANSAMERICA CAPITAL, LLC

C.K. COOPER & COMPANY, INC.

ALLIANCEBERNSTEIN INVESTMENTS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

COREBRIDGE CAPITAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/10/2014

Series 63

Date: 12/20/1999

SIE

Date: 10/1/2018

Series 7

Date: 10/26/2000

Series 6

Date: 1/14/1999

Series 24

Date: 6/2/2023

Series 10

Date: 1/6/2009

Series 9

Date: 12/20/2008

FINRA

New York Stock Exchange

Current Firm

FIDELITY DISTRIBUTORS COMPANY LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FIDELITY DISTRIBUTORS COMPANY LLC

TRUST BUT VERIFY

Similar Advisors