Corey Mcfadden
Professional summary
Corey Mcfadden, who also goes by Corey Doran Mcfadden, Corey Mcfadden, is a registered financial advisor currently at PNC WEALTH MANAGEMENT LLC located in Charlotte, North Carolina.
Corey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Corey has worked at 9 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 9, Series 10, Series 53, Series 4 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Corey Mcfadden's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Corey Mcfadden's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 31, 2026 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 2000 Randolph Road, Charlotte, NC 28207August 3, 2026 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 2000 Randolph Road, Charlotte, NC 28207August 23, 2023 - July 25, 2025
SORRENTO PACIFIC FINANCIAL, LLC
August 22, 2023 - July 25, 2025
CUSO FINANCIAL SERVICES, L.P.
August 21, 2023 - July 25, 2025
CADARET, GRANT & CO., INC.
March 16, 2020 - May 12, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 20, 2008 - June 3, 2019
LPL FINANCIAL LLC
January 3, 2006 - January 18, 2008
E*TRADE SECURITIES LLC
August 16, 2004 - December 31, 2005
HARRISDIRECT LLC
May 13, 2004 - December 31, 2005
HARRISDIRECT LLC
March 20, 2001 - October 1, 2001
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/31/2026)
(8/3/2026)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/08/2026 | ||
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
