Michael Dowdell

SEAPORT GLOBAL SECURITIES LLC

New York, NY 10017

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CRD#: 2922866

Professional summary

Michael Dowdell, who also goes by Michael John Dowdell, is a registered financial professional currently at SEAPORT GLOBAL SECURITIES LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2006. Michael has worked at 10 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael John Dowdell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Dowdell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 14, 2024 - Present

SEAPORT GLOBAL SECURITIES LLC

Office #1: 360 Madison Ave 22nd Floor, New York, NY 10017

CRD#: 116270

New York, NY

Past

November 29, 2021 - November 7, 2023

MIZUHO SECURITIES USA LLC

CRD#: 19647

NEW YORK, NY

Past

July 31, 2017 - November 15, 2021

SEAPORT GLOBAL SECURITIES LLC

CRD#: 116270

SUMMIT, NJ

Past

August 26, 2015 - July 5, 2017

GUGGENHEIM SECURITIES, LLC

CRD#: 40638

NEW YORK, NY

Past

February 12, 2015 - July 16, 2015

NOMURA SECURITIES INTERNATIONAL, INC.

CRD#: 4297

NEW YORK, NY

Past

February 9, 2011 - December 2, 2014

BNP PARIBAS SECURITIES CORP.

CRD#: 15794

NEW YORK, NY

Past

September 23, 2009 - December 16, 2010

JEFFERIES HIGH YIELD TRADING, LLC

CRD#: 47363

STAMFORD, CT

Past

September 23, 2009 - December 16, 2010

JEFFERIES LLC

CRD#: 2347

STAMFORD, CT

Past

March 23, 2009 - October 1, 2009

KNIGHT LIBERTAS LLC

CRD#: 124790

GREENWICH, CT

Past

January 26, 2009 - March 20, 2009

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

September 28, 2006 - January 26, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/14/2024)

Alaska
(2/14/2024)

Arizona
(2/14/2024)

Arkansas
(2/14/2024)

California
(2/14/2024)

Colorado
(2/14/2024)

Connecticut
(2/14/2024)

Delaware
(2/14/2024)

District of Columbia
(2/14/2024)

Florida
(2/14/2024)

Georgia
(2/14/2024)

Hawaii
(2/14/2024)

Idaho
(2/14/2024)

Illinois
(2/14/2024)

Indiana
(2/14/2024)

Iowa
(2/14/2024)

Kansas
(2/14/2024)

Kentucky
(2/14/2024)

Louisiana
(2/14/2024)

Maine
(2/14/2024)

Maryland
(2/14/2024)

Massachusetts
(2/14/2024)

Michigan
(2/14/2024)

Minnesota
(2/14/2024)

Mississippi
(2/14/2024)

Missouri
(2/14/2024)

Montana
(2/14/2024)

Nebraska
(2/14/2024)

Nevada
(2/14/2024)

New Hampshire
(2/14/2024)

New Jersey
(2/14/2024)

New Mexico
(2/14/2024)

New York
(2/14/2024)

North Carolina
(2/14/2024)

North Dakota
(2/14/2024)

Ohio
(2/14/2024)

Oklahoma
(2/14/2024)

Oregon
(2/14/2024)

Pennsylvania
(2/14/2024)

Puerto Rico
(2/14/2024)

Rhode Island
(2/14/2024)

South Carolina
(2/14/2024)

South Dakota
(2/14/2024)

Tennessee
(2/14/2024)

Texas
(2/14/2024)

Utah
(2/14/2024)

Vermont
(2/14/2024)

Virginia
(2/14/2024)

Washington
(2/14/2024)

West Virginia
(2/14/2024)

Wisconsin
(2/14/2024)

Wyoming
(2/14/2024)

Exams

State Security Law Exam

Series 63

Date: 9/21/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 5/7/2012

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 9/27/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/20/2013

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq Stock Market

Current Firm

SEAPORT GLOBAL SECURITIES LLC

CRD#: 116270 / SEC#: , 8-53535

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

360 Madison Ave 22nd Floor, New York, NY 10017

Mailing Address

360 Madison Ave 22nd Floor, New York, NY 10017

Phone number

(212) 616-7700

Established

Delaware since 05/04/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SEAPORT GLOBAL HOLDINGS LLC	PARENT COMPANY
MEAGHER, MICHAEL JEFFERSON	CEO	1755168
MEYER, MICHAEL JOHN	FIXED INCOME TRADING SUPERVISOR	1746788
SMITH, STEPHEN CORCORAN	TREASURER	1248750
WITTHAUT, MARKUS CLEMENS	FINOP/CCO/CFO/PFO	4480831

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael Dowdell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Dowdell's CRS (Customer Relationship Summary).

Certified licenses

Experience

MIZUHO SECURITIES USA LLC

SEAPORT GLOBAL SECURITIES LLC

GUGGENHEIM SECURITIES, LLC

NOMURA SECURITIES INTERNATIONAL, INC.

BNP PARIBAS SECURITIES CORP.

JEFFERIES HIGH YIELD TRADING, LLC

JEFFERIES LLC

KNIGHT LIBERTAS LLC

BANC OF AMERICA SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 9/21/2006

Series 79TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 5/7/2012

Series 7

Date: 9/27/2006

Series 24

Date: 2/20/2013

FINRA

Nasdaq ISE, LLC

Nasdaq Stock Market

Current Firm

SEAPORT GLOBAL SECURITIES LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SEAPORT GLOBAL SECURITIES LLC

TRUST BUT VERIFY

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