John Walter Stalanski
Professional Summary
John Walter Stalanski is a registered financial advisor currently at VCS VENTURE SECURITIES located in New York, New York. John is registered as a RR (Registered Representative) and started their career in finance in 1997. John has worked at 11 firms and has passed the Series 63, Series 65, Series 99TO, Series 62, SIE, Series 31, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
D R F BUSINESS AND FINANCIAL SERVICES, LLC | VCS VENTURE SECURITIES | PRIMARY CAPITAL, LLC | NEW AGE VENTURE CAPITAL, LLC | MW VENTURES, LLC
Contact Information
Main Address
29 Broadway Suite 1502, New York, NY 10006-3201Mailing Address
29 Broadway Suite 1502, New York, NY 10006-3221Phone Number
(212) 404-7696Established
Delaware since 11/16/2000Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEO CAPITAL MARKETS, LLC | DIRECT OWNER | — |
| NEW AGE CAPITAL MANAGEMENT, LLC | DIRECT OWNER | — |
| MOOD, TRAVIS ANTON MORSE | REGISTERED OPTIONS PRINCIPAL | 4745001 |
| NIXON, JON ALAN | FINOP | 4710715 |
| STALANSKI, JOHN WALTER | CHIEF COMPLIANCE OFFICER | 2922709 |
| STALANSKI, JOHN WALTER | CHIEF OPERATING OFFICER | 2922709 |
| STALANSKI, JOHN WALTER | AMLCO | 2922709 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/30/2021)
(10/7/2021)
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(9/12/2022)
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(4/18/2022)
(9/16/2021)
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(10/8/2021)
(12/16/2021)
(9/30/2021)
(12/1/2021)
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(9/10/2021)
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Jan 2023SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Walter Stalanski's CRS (Customer Relationship Summary).
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