Matthew Delao
Professional summary
Matthew Delao, who also goes by Matthew De La O, Matthew Joseph Delao, Matthew Payan Delao, Matthew Delao, is a registered financial professional currently at KROLL SECURITIES LLC located in Washington Dc, District Of Columbia.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1998. Matthew has worked at 8 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Delao's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 7, 2023 - Present
KROLL SECURITIES LLC
Office #1: 555 12th St. Nw, Suite 600, Washington Dc, DC 20004December 21, 2011 - April 2, 2023
SEABROOK PARTNERS LLC
January 6, 2011 - December 21, 2011
COLORADO FINANCIAL SERVICE CORPORATION
June 1, 2009 - January 18, 2011
MORGAN STANLEY
February 15, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
November 17, 2003 - January 3, 2006
CLARIS ADVISORS LLC
April 6, 2000 - February 15, 2002
COWEN AND COMPANY
November 18, 1998 - April 4, 2000
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/10/2024)
(4/7/2023)
(6/12/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
KROLL SECURITIES LLC
CRD#: 36927 / SEC#: , 8-47558
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KROLL, LLC | OWNER | |
| ATTANASIO, ELIZABETH MARIE | PRINCIPAL FINANCIAL OFFICER | 5325007 |
| ATTANASIO, ELIZABETH MARIE | FINOP | 5325007 |
| ATTANASIO, ELIZABETH MARIE | PRINCIPAL OPERATIONS OFFICER | 5325007 |
| BARTELL, ROBERT ANTHONY | VICE CHAIRMAN | 4998599 |
| BENN, JOSHUA KOGAN | MANAGING DIRECTOR | 3166674 |
| BLOWERS, DAVID CHARLES JR. | CEO | 5960307 |
| BURT, STEPHEN M | PRESIDENT | 2679117 |
| CAPITMAN, ANDREW WILLIAM | MANAGING DIRECTOR | 2321386 |
| JANCOVIC, GIZELLE MARIE | CHIEF COMPLIANCE OFFICER | 5654006 |
| LU, DAVID HAI GE | MANAGING DIRECTOR | 3069820 |
| MOON, STEVEN JAE-HO | MANAGING DIRECTOR | 4860246 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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