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FIRM PROFILE
Overview
KROLL SECURITIES LLC is located at 1 S. Wacker Drive Suite 700, Chicago, IL 60606 and was first established at Chicago, Delaware in 06/19/1997. After operating for 28 years, KROLL SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of KROLL SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. KROLL SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at KROLL SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access KROLL SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at KROLL SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for KROLL SECURITIES LLC Comes From
Understanding the Statistics for KROLL SECURITIES LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1 S. Wacker Drive Suite 700, Chicago, IL 60606
1 S. Wacker Drive Suite 700, Chicago, IL 60606
Small
(312) 697-4600
Delaware since 06/19/1997
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| KROLL, LLC | OWNER | ||
| ATTANASIO, ELIZABETH MARIE | PRINCIPAL FINANCIAL OFFICER | 5325007 | |
| ATTANASIO, ELIZABETH MARIE | FINOP | 5325007 | |
| ATTANASIO, ELIZABETH MARIE | PRINCIPAL OPERATIONS OFFICER | 5325007 | |
| BARTELL, ROBERT ANTHONY | VICE CHAIRMAN | 4998599 | |
| BENN, JOSHUA KOGAN | MANAGING DIRECTOR | 3166674 | |
| BLOWERS, DAVID CHARLES JR. | CEO | 5960307 | |
| BURT, STEPHEN M | PRESIDENT | 2679117 | |
| CAPITMAN, ANDREW WILLIAM | MANAGING DIRECTOR | 2321386 | |
| JANCOVIC, GIZELLE MARIE | CHIEF COMPLIANCE OFFICER | 5654006 | |
| LU, DAVID HAI GE | MANAGING DIRECTOR | 3069820 | |
| MOON, STEVEN JAE-HO | MANAGING DIRECTOR | 4860246 |
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Advisor's working at KROLL SECURITIES LLC
Todd Andrew Kaltman
Michael Jens Weber
Brian William Sipes
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