Christopher J. Pohlmann
Professional summary
Christopher J Pohlmann, CFA, who also goes by Christopher John Pohlman, Christopher John Pohlmann, is a registered financial professional currently at CHIMERA SECURITIES, LLC located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1999. Christopher has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher J Pohlmann's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 19, 2011 - Present
CHIMERA SECURITIES, LLC
Office #1: 27 Union Square West 4th Floor, New York, NY 10003April 19, 2011 - October 7, 2011
DIMENSION TRADING GROUP, LLC
April 10, 2008 - July 13, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
May 10, 2006 - August 3, 2007
G-2 TRADING,LLC
February 4, 2002 - February 2, 2004
A.B. WATLEY, INC.
November 30, 1999 - January 31, 2002
CENTENNIAL VENTURES, LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/26/2008
Limited Representative-Equity Trader ExamFINRA
Current Firm
CHIMERA SECURITIES, LLC
CRD#: 147566 / SEC#: , 8-67915
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
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