Christopher J Pohlmann
CFAProfessional Summary
Christopher J Pohlmann, CFA, who also goes by Christopher John Pohlman, Christopher John Pohlmann, is a registered financial advisor currently at CHIMERA SECURITIES, LLC located in New York, New York. Christopher is registered as a RR (Registered Representative) and started their career in finance in 1999. Christopher has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Christopher John Pohlman, Christopher John Pohlmann
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
CHIMERA SECURITIES, LLC
Contact Information
Main Address
27 Union Square West 4th Floor, New York, NY 10003Mailing Address
27 Union Square West 4th Floor, New York, NY 10003Phone Number
(646) 597-6100Established
Delaware since 05/30/2008Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Apr 2008SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Christopher J Pohlmann's CRS (Customer Relationship Summary).
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