Robert Christopher Holmen
Professional Summary
Robert Christopher Holmen is a registered financial advisor currently at STONECASTLE SECURITIES, LLC located in New York, New York. Robert is registered as a RR (Registered Representative) and started their career in finance in 1997. Robert has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 24 and Series 28 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
STONE CASTLE SECURITIES, LLC | STONECASTLE SECURITIES, LLC
Contact Information
Main Address
152 West 57th Street 52nd Fl, New York, NY 10019Mailing Address
152 West 57th Street 52nd Floor, New York, NY 10019Phone Number
212-354-6500 X. 304Established
Delaware since 03/08/2004Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (5 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONECASTLE PARTNERS, LLC | SOLE MEMBER | — |
| HOLMEN, ROBERT CHRISTOPHER | PRESIDENT, CCO, FINOP | 2919060 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/3/2011)
(4/26/2024)
(3/3/2011)
(11/30/2010)
(3/3/2011)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jun 2004About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Robert Christopher Holmen's CRS (Customer Relationship Summary).
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