Timothy Leopold Caban
CFP®Professional Summary
Timothy Leopold Caban, CFP® is a registered financial advisor currently at COPPER BEECH ADVISORS, LLC located in Malvern, Pennsylvania. Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Timothy has worked at 6 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 24 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Financial Planning
- Tax Planning
- Retirement Planning
- Investment Management
Specializations
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
COPPER BEECH ADVISORS, LLC
Contact Information
Main Address
5 Great Valley Parkway, Suite 210, Malvern, PA 19355Phone Number
(610) 647-4014# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
128AUM (Assets Under Management)
$77,920,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/23/2009)
(3/2/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Nov 2001Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Timothy Leopold Caban's CRS (Customer Relationship Summary).
Services Offered by Timothy
- Financial Planning
- Tax Planning
- Retirement Planning
- Investment Management
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