Timothy L. Caban
Professional summary
Timothy Leopold Caban, CFP® is a registered financial advisor currently at COPPER BEECH ADVISORS, LLC located in Malvern, Pennsylvania.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Timothy has worked at 6 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Leopold Caban's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2010
Experience
November 23, 2009 - Present
COPPER BEECH ADVISORS, LLC
Office #1: 5 Great Valley Parkway, Suite 210, Malvern, PA 19355December 13, 2002 - March 8, 2007
J.P. MORGAN SECURITIES INC.
July 30, 2002 - October 30, 2002
THE ORION CAPITAL GROUP, INC.
August 23, 2001 - October 29, 2002
RUMSON CAPITAL, LLC
January 1, 1998 - October 25, 2000
JPMSI
August 19, 1997 - December 23, 1997
SANFORD C. BERNSTEIN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/23/2009)
(3/2/2023)
Exams
Series 55
Date: 11/21/2001
Limited Representative-Equity Trader ExamCurrent Firm
COPPER BEECH ADVISORS, LLC
CRD#: 151496 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 158 |
| AUM (Assets Under Management) | $ 65,371,719 |
Red Flags
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