SS
Stephen M. Sullivan
ALLSTATE FINANCIAL ADVISORS
WESTWOOD, NJ 07675-1601
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CRD#: 2917936
SS
Stephen Matthew SullivanALLSTATE FINANCIAL ADVISORS
Professional summary
Stephen Matthew Sullivan, who also goes by Steve Sullivan, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Westwood, New Jersey and ALLSTATE FINANCIAL SERVICES, LLC located in Dover, New Hampshire.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Stephen has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Steve Sullivan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INDEPENDENT INSURANCE AGENT SELLING LIFE/ACCIDENT/HEALTH,P&C FOR 10HRS/SECURITIES TRADING 0HRS/EVENINGS & WKNDS SINCE 09/2010/ 100 WALNUT AVE CLARK NJ 07066 / NOT INVESTMENT RELATED
STEPHEN SULLIVAN
POSITION: Allstate Agent NATURE: trailing commissions form Everlake, The Standard and other approved entities formerly associated with Allstate INVESTMENT RELATED: No NUMBER OF HOURS: 0SECURITIES TRADING HOURS: 0 START DATE: 07/02/2025
ADDRESS: 567 Broadway, Westwood NJ 07675, United States
DESCRIPTION: collecting trail commissions.
Patriot Drive Leasing LLC
POSITION: Partner NATURE: Patriot Drive Leasing owns the Condo Unit that NH Allstate Agency rents. Property Owner. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/16/2023
ADDRESS: 567 Broadway, Westwood NJ 07675, United States
DESCRIPTION: Patriot Drive LLC rents the office space to NH Allstate Agency. As unit owner is responsible for rent collection and working with HOA as necessary.
Sullivan Group NH LLC
POSITION: Officer NATURE: LLC was created to run payroll for NH agency. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/02/2025
ADDRESS: 567 Broadway, Westwood NJ 07675, United States
DESCRIPTION: as managing partner i will oversee payroll processing via this llc.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Matthew Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2012 - Present
ALLSTATE FINANCIAL ADVISORS, LLC
Office #1: 567 Broadway, Westwood, NJ 07675-1601RIA
CRD#: 109524
WESTWOOD, NJ
Current
April 18, 2012 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 2 Patriot Dr, Dover, NH 03820-4708Office #2: 567 Broadway, Westwood, NJ 07675-1601BD
CRD#: 18272
Dover, NH
Past
November 10, 2010 - August 23, 2011
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
CRANFORD, NJ
Past
June 14, 2010 - August 23, 2011
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
CRANFORD, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/28/2023)
RR
Georgia(4/28/2025)
RR
Maine(1/16/2024)
RR
New Hampshire(1/16/2024)
RR
New Jersey(4/18/2012)
IAR
New Jersey(4/18/2012)
RR
New York(4/18/2012)
RR
Ohio(4/28/2023)
RR
South Carolina(2/13/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)Loading...
Contact information
Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
