LF
Letitia G. Fulkerson
STATE FARM INVESTMENT MANAGEMENT
Cincinatti, OH 45245
Some features on this profile are disabled
CRD#: 2916780
LF
Professional summary
Letitia G Fulkerson, who also goes by Letitia G Niemeier, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Cincinatti, Ohio and STATE FARM VP MANAGEMENT CORP. located in Cincinnati, Ohio.
Letitia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Letitia has worked at 2 firms and has passed the SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Letitia G Niemeier
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BOOKKEEPER; 20HR/MO; 0H/RMO; REVIEW BANK STATEMENTS, MAKE DEPOSITS IN THE CHECKING ACCOUNT, PAY BILLS/ CO-SIGNOR ON CHECKING ACCOUNT. COMMUNICATES WITH PHILADELPHIA INSURANCE REGARDING COMMERCIAL INSURANCE FOR CLUB. 2) Clermont County Chamber Foundation; non-investment related; 4355 Ferguson Drive, Suite 150; Cincinnati, OH 45245; The Foundation is a 501(c)(3) that supports the Chamber initiatives such as the LEAD Clermont (leadership academy for local business leaders), Word Readiness program, Police Appreciation Banquet, etc.; 9/15/16; I will be in charge of the LEAD Clermont Alumni Association. It coordinates volunteer engagement in local boards, LEAD Clermont Academy, networking, continuing leadership opportunities for LEAD graduates; 10 hrs/for both. 3) Chi Omega Foundation; non-investment-related; 3395 Players Club Parkway, Memphis, TN 38125; Chi Omega Foundation is a non-profit educational foundation to support the educational and scholarship needs of the Chi Omega Fraternity; trustee; 12/20/2021; The foundation has endowment and scholarship funds that are managed by Wharton Business Group. The Foundation Treasurer acts as the direct liaison to the Wharton Bus Group.; 40; 10. 4) Clermont County Chamber Foundation; non-investment-related; 4355 Ferguson Dr, Suite 150, Cincinnati, OH 45245; This is the Clermont Chamber Foundation that funds the leadership academy, police appreciation banquet, work readiness program for high school students.; Board member; 11/1/17; Board member to represent LEAD Clermont Academy; 1 hr for both. 5) Letitia Fulkerson's Insurance Agency; Insurance Agency; Investment-related; 882 Ohio Pike Cincinnati, OH 45245-2204; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 6/1/1990; 80; 80; Service customers and supervise employees 6) HealthSource of Ohio; Non-investment-related; 424 Ward's Corner Suite 200 Loveland OH 45140; Service Industry; Other; None; 03/09/2023; 4; 4; I was asked to serve on a short-term task force to determine how the Health Source Foundation could help support the mission of Health Source Ohio, HealthSource is a 501(c)(3) and is connected to HRSA section 330 grant. It is one of 1400 FQHC's in the country. They operate health clinics in 8 counties in Ohio. Primary funding comes from the government.
CRS (Client Relationship Summary) - RIA
Click below to view Letitia G Fulkerson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 10, 2020 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 882 Ohio Pike, Cincinatti, OH 45245RIA
CRD#: 3487
Cincinatti, OH
Current
November 19, 1997 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 882 Ohio Pike, Cincinnati, OH 45245-2204BD
CRD#: 43036
Cincinnati, OH
Past
August 27, 2018 - September 5, 2019
STATE FARM INVESTMENT MANAGEMENT CORP.
RIA
CRD#: 3487
Cincinnati, OH
Past
November 9, 2004 - December 31, 2008
STATE FARM INVESTMENT MANAGEMENT CORP.
RIA
CRD#: 3487
CINCINATTI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Ohio(1/26/2001)
IAR
Ohio(9/10/2020)
Exams
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
