Xiangdong Shi
Professional summary
Xiangdong Shi, who also goes by Sean Shi, is a registered financial professional currently at CICC US SECURITIES, INC. located in New York, New York.
Xiangdong is registered as a RR (Registered Representative) and started their career in finance in 1997. Xiangdong has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 55 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Xiangdong Shi's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 28, 2018 - Present
CICC US SECURITIES, INC.
Office #1: 32nd Floor 280 Park Avenue, New York, NY, 10017Office #2: 280 Park Avenue 32nd Floor, New York, NY 10017July 28, 2003 - March 29, 2010
CITIGROUP GLOBAL MARKETS INC.
July 28, 1997 - June 12, 2000
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 12/21/2007
Limited Representative-Equity Trader ExamFINRA
Current Firm
CICC US SECURITIES, INC.
CRD#: 143221 / SEC#: , 8-67544
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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