Peter W. Quinn
Professional summary
Peter William Quinn, CIMA®, who also goes by Peter William Quinn, is a registered financial professional currently at PZENA FINANCIAL SERVICES, LLC located in New York, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1997. Peter has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter William Quinn's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 14, 2021 - Present
PZENA FINANCIAL SERVICES, LLC
Office #1: 320 Park Avenue 8th Floor, New York, NY 10022Office #2: 320 Park Avenue 8th Floor, New York, NY, 10022February 19, 2021 - February 4, 2022
BMO ASSET MANAGEMENT CORP.
January 2, 2020 - December 1, 2021
FORESIDE FINANCIAL SERVICES, LLC
January 5, 2017 - December 31, 2020
BMO ASSET MANAGEMENT CORP.
April 3, 2014 - December 31, 2019
BMO INVESTMENT DISTRIBUTORS, LLC
August 13, 2012 - April 3, 2014
BMO HARRIS FINANCIAL ADVISORS, INC.
March 26, 2010 - December 13, 2011
FORESIDE GLOBAL SERVICES, LLC
September 25, 2007 - November 12, 2008
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
March 2, 2007 - July 12, 2007
WYNSTON HILL CAPITAL, LLC
June 9, 2006 - February 21, 2007
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
December 1, 2005 - March 14, 2006
FRANKLIN DISTRIBUTORS, LLC
May 14, 1999 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
November 25, 1997 - March 4, 1999
CIBC WORLD MARKETS CORP.
July 17, 1997 - December 3, 1997
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
PZENA FINANCIAL SERVICES, LLC
CRD#: 169807 / SEC#: , 8-69390
Contact information
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PZENA INVESTMENT MANAGEMENT LLC | SHAREHOLDER | 106847 |
| ARNOLD, VALERIE RENE | CO-HEAD OF NORTH AMERICAN DISTRIBUTION | 3257541 |
| COFFEY, STEVEN MARK | CHIEF COMPLIANCE OFFICER | 7692630 |
| DORAN, JESSICA RYAN | CFO/FINOP | 6406095 |
| LIPSEY, WILLIAM LOUIS | CEO | 1553822 |
| TYNDALE, ELIZABETH WEISS | CO-HEAD OF NORTH AMERICAN DISTRIBUTION | 2666648 |
Red Flags
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