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JG

Joseph R. Grieco

SEAPORT GLOBAL SECURITIES LLC
New York, NY 10017
Some features on this profile are disabled
CRD#: 2912947
JG

Professional summary

Joseph Robert Grieco is a registered financial professional currently at SEAPORT GLOBAL SECURITIES LLC located in New York, New York.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 1999. Joseph has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Robert Grieco's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 1, 2021 - Present

SEAPORT GLOBAL SECURITIES LLC

Office #1: 360 Madison Avenue 22nd Floor, New York, NY, 10017
BD
CRD#: 116270
New York, NY
Past

January 14, 2020 - November 3, 2021

NORTHLAND SECURITIES, INC.

BD
CRD#: 40258
NEW YORK, NY
Past

May 3, 2016 - December 31, 2019

SEAPORT GLOBAL SECURITIES LLC

BD
CRD#: 116270
SUMMIT, NJ
Past

November 14, 2013 - August 3, 2015

CANTOR FITZGERALD & CO.

BD
CRD#: 134
SUMMIT, NJ
Past

July 25, 2012 - November 14, 2013

WALL STREET ACCESS

BD
CRD#: 10012
NEW YORK, NY
Past

May 27, 2011 - July 24, 2012

RODMAN & RENSHAW, LLC

BD
CRD#: 16415
JERSEY CITY, NJ
Past

June 1, 2009 - May 27, 2011

HUDSON SECURITIES,INC.

BD
CRD#: 10467
JERSEY CITY, NJ
Past

October 29, 2004 - May 13, 2009

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

April 1, 2002 - November 1, 2004

UBS CAPITAL MARKETS L.P.

BD
CRD#: 2692
STAMFORD, CT
Past

August 17, 1999 - March 27, 2002

DEUTSCHE IXE, LLC

BD
CRD#: 7172
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(11/1/2021)
RR
Alaska
(11/1/2021)
RR
Arizona
(11/1/2021)
RR
Arkansas
(11/1/2021)
RR
California
(11/1/2021)
RR
Colorado
(11/1/2021)
RR
Connecticut
(11/1/2021)
RR
Delaware
(11/1/2021)
RR
District of Columbia
(11/1/2021)
RR
Florida
(11/1/2021)
RR
Georgia
(11/1/2021)
RR
Hawaii
(11/1/2021)
RR
Idaho
(11/1/2021)
RR
Illinois
(11/1/2021)
RR
Indiana
(11/1/2021)
RR
Iowa
(11/1/2021)
RR
Kansas
(11/1/2021)
RR
Kentucky
(11/1/2021)
RR
Louisiana
(11/1/2021)
RR
Maine
(11/1/2021)
RR
Maryland
(11/1/2021)
RR
Massachusetts
(11/1/2021)
RR
Michigan
(11/1/2021)
RR
Minnesota
(11/1/2021)
RR
Mississippi
(11/1/2021)
RR
Missouri
(11/1/2021)
RR
Montana
(11/1/2021)
RR
Nebraska
(11/1/2021)
RR
Nevada
(11/1/2021)
RR
New Hampshire
(11/1/2021)
RR
New Jersey
(11/1/2021)
RR
New Mexico
(11/1/2021)
RR
New York
(11/1/2021)
RR
North Carolina
(11/1/2021)
RR
North Dakota
(11/1/2021)
RR
Ohio
(11/1/2021)
RR
Oklahoma
(11/1/2021)
RR
Oregon
(11/1/2021)
RR
Pennsylvania
(11/1/2021)
RR
Puerto Rico
(11/1/2021)
RR
Rhode Island
(11/1/2021)
RR
South Carolina
(11/1/2021)
RR
South Dakota
(11/1/2021)
RR
Tennessee
(11/1/2021)
RR
Texas
(11/1/2021)
RR
Utah
(11/1/2021)
RR
Vermont
(11/1/2021)
RR
Virginia
(11/1/2021)
RR
Washington
(11/1/2021)
RR
West Virginia
(11/1/2021)
RR
Wisconsin
(11/1/2021)
RR
Wyoming
(11/1/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 2/17/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 3/2/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 8/16/1999
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

SG
SEAPORT GLOBAL SECURITIES LLC
GLOBAL HUNTER SECURITIES | THE SEAPORT GROUP | SP CREDIT DIRECT LLC | SEAPORT RESEARCH PARTNERS | SEAPORT GLOBAL SECURITIES LLC | SEAPORT GLOBAL | SEA PORT GROUP SECURITIES, LLC | SEA PORT GROUP SECURITIES LLC

CRD#: 116270 / SEC#: , 8-53535

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
360 Madison Ave 22nd Floor, New York, NY 10017
Mailing Address
360 Madison Ave 22nd Floor, New York, NY 10017
Phone number
(212) 616-7700
Established
Delaware since 05/04/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SEAPORT GLOBAL HOLDINGS LLCPARENT COMPANY
MEAGHER, MICHAEL JEFFERSONCEO1755168
MEYER, MICHAEL JOHNFIXED INCOME TRADING SUPERVISOR1746788
SMITH, STEPHEN CORCORANTREASURER1248750
WITTHAUT, MARKUS CLEMENSFINOP/CCO/CFO/PFO4480831

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SEAPORT GLOBAL SECURITIES LLC

CRD#: 116270New York, NY 10017

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