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ST

Sharon X. Tang

EMPIRE INVESTMENT
Flushing, NY 11354
Some features on this profile are disabled
CRD#: 2912835
ST

Professional summary


Sharon Xiaorong Tang, who also goes by XIadrong Tang, Xiaorong Sharon Tang, is a registered financial professional currently at EMPIRE INVESTMENT INC. located in Flushing, New York and J. STREICHER & CO. L.L.C. located in New York, New York.

Sharon is registered as a RR (Registered Representative) and started their career in finance in 1997. Sharon has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Xiadrong Tang | Xiaorong Sharon Tang

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Sharon Xiaorong Tang's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 30, 2017 - Present

EMPIRE INVESTMENT INC.

Office #1: 136-20 38th Ave. Suite 9e, Flushing, NY 11354
BD
CRD#: 16763
Flushing, NY
Current

April 12, 2023 - Present

J. STREICHER & CO. L.L.C.

Office #1: 28 Liberty Street 6th Floor, New York, NY 10005
BD
CRD#: 3526
New York, NY
Past

October 22, 2016 - December 9, 2016

WYNSTON HILL CAPITAL, LLC

BD
CRD#: 103811
BRANDON, SD
Past

July 29, 2013 - October 4, 2016

EASTGATE SECURITIES, LLC

BD
CRD#: 146671
NEW YORK, NY
Past

March 6, 2012 - May 16, 2013

J. STREICHER & CO. L.L.C.

BD
CRD#: 3526
NEW YORK, NY
Past

April 1, 2008 - November 28, 2011

BUCKMAN, BUCKMAN & REID, INC.

BD
CRD#: 23407
NEW YORK, NY
Past

February 6, 2006 - June 1, 2006

ACHILLES SECURITIES, LLC

BD
CRD#: 133542
NEW YORK, NY
Past

June 19, 1998 - February 10, 2006

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

December 19, 1997 - October 23, 1998

EMPIRE INVESTMENT INC.

BD
CRD#: 16763
FLUSHING, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 5/4/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
New York Stock Exchange

Current Firm


JS
J. STREICHER & CO. L.L.C.
J. STREICHER & CO. | J. STREICHER & CO. L.L.C.

CRD#: 3526 / SEC#: , 8-4342

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
28 Liberty Street 6th Floor, New York, NY 10005
Mailing Address
28 Liberty Street 6th Floor, New York, NY 10005
Phone number
(646) 688-0411
Established
New York since 01/01/1910
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
J STREICHER GROUP LLCLLC MEMBER
J. STREICHER HOLDINGS, LLCLLC MEMBER
BROWN, THOMAS MCEO3084804
CACACE, CHRISTOPHERCHIEF COMPLIANCE OFFICER4308782
GEORGE, THOMAS KEITHFINOP, PFO, POO5378303

Disclosures


Regulatory Event9

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


J. STREICHER & CO. L.L.C.

CRD#: 3526Flushing, NY 11354

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