John L. Wellenius
Professional summary
John Lennart Wellenius, who also goes by John Wellenius, is a registered financial professional currently at MISCHLER FINANCIAL GROUP, INC. located in Stamford, Connecticut.
John is registered as a RR (Registered Representative) and started their career in finance in 2004. John has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Lennart Wellenius's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 2, 2013 - Present
MISCHLER FINANCIAL GROUP, INC.
Office #1: Harbor Landing 46 Southfield Avenue, Suite 200, Stamford, CT 06902April 14, 2009 - May 1, 2013
NAVIGATE ADVISORS
June 15, 2004 - April 15, 2009
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/2/2013)
(5/2/2013)
(5/2/2013)
(5/2/2013)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MISCHLER FINANCIAL GROUP, INC.
CRD#: 37818 / SEC#: , 8-48067
Contact information
FINRA licenses (49 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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