David Ray Melton
Professional Summary
David Ray Melton is a registered financial advisor currently at N.I.S. FINANCIAL SERVICES, INC. located in Kansas City, Missouri. David is registered as a RR (Registered Representative) and started their career in finance in 1997. David has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
I.C.H. FINANCIAL SERVICES, INC. | N.I.S. FINANCIAL SERVICES, INC.
Contact Information
Main Address
333 W 11th Street Suite 200, Kansas City, MO 64105Mailing Address
P. O. Box 219103, Kansas City, MO 64121-9103Phone Number
(816) 842-8685Established
Missouri since 02/04/1970Firm Type
CorporationFiscal Year End
DecemberFirm Size
MediumFINRA licenses (30 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/25/2000)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1997About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jun 1998About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Ray Melton's CRS (Customer Relationship Summary).
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