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Jonathan Sadowsky

CRD# 2911276·Registered 1997 - 2013
Previously Registered: Being a previously registered professional could mean that Jonathan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jonathan Sadowsky, who also goes by Jonathan Todd Sadowsky, was a registered financial advisor. Jonathan was a previously registered financial professional and started their career in finance 1997 - 2013. Jonathan had worked at 6 firms and has passed the Series 65, Series 63, Series 56, Series 3, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jonathan Todd Sadowsky

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

WTS PROPRIETARY TRADING GROUP LLC·CRD# 148117
BD
New York, NY
March 5, 2013 - May 31, 2013
VACA CREEK ASSET MANAGEMENT LLC·CRD# 155359
RIA
Martinez, CA
November 30, 2010 - March 28, 2011
BROWNDORF PEM, LLC·CRD# 146484
RIA
Newport Beach, CA
December 5, 2008 - August 3, 2010
BLACKROCK EXECUTION SERVICES·CRD# 39438
BD
San Francisco, CA
July 15, 2004 - October 12, 2007
WORLDCO, L.L.C.·CRD# 24673
BD
New York, NY
February 28, 2002 - July 19, 2002
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
December 2, 1997 - February 19, 1999

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Current Firm

WP
WTS PROPRIETARY TRADING GROUP LLC

WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117 / SEC#: 8-67986
BD
Terminated by SEC on 03/06/2015

Contact Information

Established

Delaware since 07/09/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WTS PTG HOLDINGS, LLCOWNER—
CLARK, CHESTER EDMONDCEO2486219
DISCENZA, PETER VINCENT JRCHIEF COMPLIANCE OFFICER4386342
JONES, WILLIAM RUSSELLOPERATIONS MANAGER2948251
LI, XIAOYANFINOP4465893

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2008About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2002About the Series 63 exam

Series 56 — Proprietary Trader Qualification Examination

Passed Mar 2013

Series 3 — National Commodity Futures Examination

Passed Oct 2004About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2002

Series 7 — General Securities Representative Examination

Passed Feb 2002About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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