Jonathan Sadowsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Sadowsky, who also goes by Jonathan Todd Sadowsky, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1997. Jonathan had worked at 6 firms and has passed the Series 65, Series 63, Series 56, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2013 - May 31, 2013
WTS PROPRIETARY TRADING GROUP LLC
November 30, 2010 - March 28, 2011
VACA CREEK ASSET MANAGEMENT LLC
December 5, 2008 - August 3, 2010
BROWNDORF PEM, LLC
July 15, 2004 - October 12, 2007
BLACKROCK EXECUTION SERVICES
February 28, 2002 - July 19, 2002
WORLDCO, L.L.C.
December 2, 1997 - February 19, 1999
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 3/21/2013
Proprietary Trader Qualification ExaminationSeries 55
Date: 3/19/2002
Limited Representative-Equity Trader ExamCurrent Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
