Stephen D. Pattison
Professional summary
Stephen Dakin Pattison, who also goes by Steve Pattison, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Richmond, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Alexandria, Virginia.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Stephen has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Dakin Pattison's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 20, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 6618 Richmond Hwy, Richmond, VA 22306August 26, 2013 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 1717 King St, Alexandria, VA 22314Office #2: 3101 Duke Street, Alexandria, VA 22314Office #3: 9521 Braddock Rd, Fairfax, VA 22032Office #4: 7915 Heneska Loop, Alexandria, VA 22315Office #5: 8920 Village Shops Dr, Fairfax Station, VA 22039Office #6: 5203 Franconia Rd, Alexandria, VA 22310Office #7: 8650 Richmond Hwy, Alexandria, VA 22309Office #8: 2809 Mount Vernon Ave, Alexandria, VA 22301Office #9: 6618 Richmond Hwy, Alexandria, VA 22306Office #10: 5922 Richmond Hwy, Alexandria, VA 22303Office #11: 8416 Arlington Blvd, Fairfax, VA 22031August 26, 2013 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
October 8, 2012 - August 23, 2013
OSAIC INSTITUTIONS, INC.
October 3, 2012 - August 23, 2013
OSAIC INSTITUTIONS, INC.
April 24, 2008 - June 30, 2011
BB&T INVESTMENT SERVICES, INC.
February 20, 2008 - June 30, 2011
BB&T INVESTMENT SERVICES, INC.
July 25, 1997 - February 21, 2008
PFS INVESTMENTS INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/14/2023)
(9/13/2024)
(9/12/2013)
(7/26/2017)
(3/30/2017)
(10/27/2021)
(8/28/2013)
(8/16/2017)
(9/2/2022)
(5/11/2017)
(5/14/2018)
(4/28/2017)
(11/18/2014)
(11/6/2020)
(1/6/2025)
(7/14/2021)
(8/22/2014)
(9/2/2022)
(9/8/2023)
(8/26/2013)
(9/20/2016)
(7/11/2017)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
