Maria L. Hernandez

AMG DISTRIBUTORS

Stamford, CT 06901

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CRD#: 2910654

Professional summary

Maria Liliam Hernandez, who also goes by Marisa Liliam Hernandez, Marisa Liliam Hernandez Piriz, is a registered financial professional currently at AMG DISTRIBUTORS, INC. located in Stamford, Connecticut.

Maria is registered as a RR (Registered Representative) and started their career in finance in 2001. Maria has worked at 4 firms and has passed the Series 63, SIE, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Marisa Liliam Hernandez | Marisa Liliam Hernandez Piriz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Maria Liliam Hernandez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 7, 2023 - Present

AMG DISTRIBUTORS, INC.

Office #1: 680 Washington Blvd Suite 500, Stamford, CT 06901

CRD#: 27314

Stamford, CT

Past

March 1, 2021 - May 3, 2022

SIDOTI & COMPANY, LLC

CRD#: 102860

NEW YORK, NY

Past

August 17, 2006 - March 19, 2019

NEUBERGER BERMAN BD LLC

RIA

CRD#: 2908

NEW YORK, NY

Past

July 31, 2006 - March 19, 2019

NEUBERGER BERMAN BD LLC

CRD#: 2908

NEW YORK, NY

Past

December 4, 2003 - August 15, 2006

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

January 22, 2001 - June 4, 2003

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(7/7/2023)

New York
(7/7/2023)

Exams

State Security Law Exam

Series 63

Date: 1/23/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 3/4/2005

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 1/19/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

AMG DISTRIBUTORS, INC.

CRD#: 27314 / SEC#: , 8-43057

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

680 Washington Blvd Suite 500, Stamford, CT 06901

Mailing Address

680 Washington Blvd Suite 500, Stamford, CT 06901

Phone number

(203) 299-3500

Established

Delaware since 12/29/2000

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
AMG FUNDS LLC	SOLE SHAREHOLDER	153456
GALIS, AARON	DIRECTOR	7333959
HOPKINS, THOMAS JOHN	PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER AND FINOP	1835087
JACOBS ANTONACCIO, RACHEL ELIZABETH	HEAD OF CLIENT SOLUTIONS AND PRINCIPAL	3189490
KINNE, KEITHA LEE	PRESIDENT, PRINCIPAL AND CHIEF OPERATING OFFICER	2039630
SPELLMAN, PATRICK JOSEPH	CHIEF COMPLIANCE OFFICER	3086822

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Maria L. Hernandez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Maria Liliam Hernandez's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIDOTI & COMPANY, LLC

NEUBERGER BERMAN BD LLC

NEUBERGER BERMAN BD LLC

UBS SECURITIES LLC

UBS SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/23/2001

SIE

Date: 10/1/2018

Series 87

Date: 3/4/2005

Series 7

Date: 1/19/2001

FINRA

Current Firm

AMG DISTRIBUTORS, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

AMG DISTRIBUTORS, INC.

TRUST BUT VERIFY

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