Steven D. Dagostino
Professional summary
Steven David Dagostino, who also goes by Steven D'agostino, is a registered financial professional currently at BREAN CAPITAL, LLC located in New York, New York.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1997. Steven has worked at 7 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven David Dagostino's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 2, 2024 - Present
BREAN CAPITAL, LLC
Office #1: 505 Fifth Avenue 5th Floor, New York, NY 10017February 22, 2012 - November 1, 2021
COHEN & COMPANY SECURITIES, LLC
September 16, 2010 - February 17, 2012
COHEN & COMPANY CAPITAL MARKETS, LLC
March 9, 2006 - October 4, 2010
COHEN & COMPANY SECURITIES, LLC
July 30, 2003 - March 13, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 23, 2000 - July 3, 2003
CREDIT SUISSE SECURITIES (USA) LLC
July 18, 1997 - February 22, 1999
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/18/2024)
(12/17/2024)
(12/17/2024)
Exams
Series 7TO
Date: 4/28/2024
General Securities Representative ExaminationSeries 79TO
Date: 4/28/2024
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
BREAN CAPITAL, LLC
CRD#: 23723 / SEC#: , 8-40742
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMUR HOLDINGS, LLC | HOLDING COMPANY | |
| HUNT FS HOLDINGS III, LLC | HOLDING COMPANY | |
| ALLURED LLC | HOLDING COMPANY | |
| LIZINATOR LLC | HOLDING COMPANY | |
| BREAN CAPITAL HOLDINGS, LLC | HOLDING COMPANY | |
| CORWEN, STEPHEN MILLER | HEAD OF MBS/ABS SALES | 2943061 |
| FINE, ROBERT MICHAEL | CHIEF EXECUTIVE OFFICER | 1450313 |
| GUZMAN, JEFFREY M | CHIEF COMPLIANCE OFFICER | 3095123 |
| LAMARSH, JONATHAN ANDREW | PRINCIPAL OPERATIONS OFFICER | 5436335 |
| MACKLIN, JOHN TIMOTHY | PRINCIPAL OPERATIONS OFFICER | 1446800 |
| SARABELLA, ARNOLD | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 1717059 |
| TIRSCHWELL, ROBERT MOYSE | EXECUTIVE MANAGING DIRECTOR | 2230453 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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