Jerry M. Cudzil

TCW FUNDS DISTRIBUTORS LLC

LOS ANGELES, CA 90071

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CRD#: 2909953

Professional summary

Jerry Michael Cudzil is a registered financial professional currently at TCW FUNDS DISTRIBUTORS LLC located in Los Angeles, California.

Jerry is registered as a RR (Registered Representative) and started their career in finance in 1997. Jerry has worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jerry Michael Cudzil's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 2, 2012 - Present

TCW FUNDS DISTRIBUTORS LLC

Office #1: 515 S. Flower St, Los Angeles, CA 90071

CRD#: 16670

LOS ANGELES, CA

Past

June 3, 2010 - June 12, 2012

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

September 18, 2009 - June 2, 2010

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

July 27, 2004 - May 2, 2005

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

April 28, 2003 - June 14, 2004

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

October 16, 2000 - April 24, 2003

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

April 25, 2000 - October 16, 2000

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

September 29, 1997 - April 17, 2000

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/2/2012)

Exams

State Security Law Exam

Series 63

Date: 9/25/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 1/24/1998

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/8/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/11/2011

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TCW FUNDS DISTRIBUTORS LLC

KENTER SECURITIES CORPORATION | TCW FUNDS DISTRIBUTORS LLC | TCW FUNDS DISTRIBUTORS | TCW BROKERAGE SERVICES

CRD#: 16670 / SEC#: , 8-31114

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

515 South Flower Street, Los Angeles, CA 90071

Mailing Address

515 South Flower Street, Los Angeles, CA 90071

Phone number

(213) 244-0000

Established

Delaware since 04/01/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
THE TCW GROUP, INC.	SOLE SHAREHOLDER
CAMPBELL, ROBERT NMN	FINANCIAL REPORTING DIRECTOR/FINOP	1349154
CARIERI, JOSEPH CARL	MANAGER	1223713
MAGPAYO, JOSEPH T	CHAIRMAN OF THE BOARD, PRESIDENT, AND CHIEF EXECUTIVE OFFICER	2295294
MCCARTHY, GINA	MANAGER	4226460
VILLA, RICHARD MANUEL	CHIEF FINANCIAL OFFICER OF THE TCW GROUP, INC.	5586600
WERTS, FELICIA PAN	CHIEF COMPLIANCE OFFICER & SECRETARY	6562508

Red Flags

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Advisor Monitoring

Firm Stability Insights

Jerry M. Cudzil

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jerry Michael Cudzil's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY & CO. LLC

DEUTSCHE BANK SECURITIES INC.

CREDIT SUISSE SECURITIES (USA) LLC

GOLDMAN SACHS & CO. LLC

CREDIT SUISSE SECURITIES (USA) LLC

PERSHING LLC

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/25/2009

SIE

Date: 10/1/2018

Series 3

Date: 1/24/1998

Series 7

Date: 9/8/1997

Series 24

Date: 1/11/2011

FINRA

Current Firm

TCW FUNDS DISTRIBUTORS LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TCW FUNDS DISTRIBUTORS LLC

TRUST BUT VERIFY

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