Brian J. Nickolenko
Professional summary
Brian Joseph Nickolenko is a registered financial professional currently at TRANSAMERICA INVESTORS SECURITIES, LLC located in Lakewood Ranch, Florida.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1997. Brian has worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Joseph Nickolenko's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2019 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
April 1, 2019 - July 1, 2019
TRANSAMERICA CAPITAL, LLC
May 9, 2016 - March 28, 2019
MML DISTRIBUTORS, LLC
February 26, 2013 - June 17, 2014
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
February 29, 2008 - December 31, 2012
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
February 27, 2007 - February 29, 2008
HIMCO DISTRIBUTION SERVICES COMPANY
July 25, 2006 - January 19, 2007
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
October 8, 2004 - July 7, 2006
HIMCO DISTRIBUTION SERVICES COMPANY
March 10, 2003 - October 21, 2003
AMERICAN SKANDIA ADVISORY SERVICES, INC.
August 8, 2000 - October 21, 2003
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
May 19, 1999 - July 14, 2000
MML DISTRIBUTORS, LLC
July 30, 1997 - September 18, 1998
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/1/2019)
Exams
FINRA
Current Firm
TRANSAMERICA INVESTORS SECURITIES, LLC
CRD#: 32205 / SEC#: , 8-45671
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS, LLC | SHAREHOLDER | |
| CALVI, ENNA MARIA | MANAGER, TREASURER, AND FINANCIAL PRINCIPAL | 2373021 |
| HEWITT, JAY ALLEN | MANAGER AND VICE PRESIDENT | 1687429 |
| HOLGATE, GREGG WILLIAM | PRESIDENT AND CHAIRMAN OF THE BOARD OF MANAGERS | 2818725 |
| POWERS, MARK JUDSON | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6173588 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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