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JB

Jaime D. Botton

STONECREST CAPITAL MARKETS
AUSTIN, TX 78701
Some features on this profile are disabled
CRD#: 2907673
JB

Professional summary

Jaime Daniel Botton, who also goes by Daniel Botton, Danny Botton, is a registered financial professional currently at STONECREST CAPITAL MARKETS, INC. located in Austin, Texas.

Jaime is registered as a RR (Registered Representative) and started their career in finance in 1997. Jaime has worked at 8 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 3, Series 7 and Series 4 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Daniel Botton | Danny Botton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jaime Daniel Botton's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 16, 2021 - Present

STONECREST CAPITAL MARKETS, INC.

Office #1: 300 W. 6th Street Suite 1550, Austin, TX 78701
BD
CRD#: 39616
AUSTIN, TX
Past

May 5, 2021 - July 7, 2021

SANCTUARY SECURITIES, INC.

BD
CRD#: 205
MIAMI, FL
Past

July 11, 2018 - May 5, 2021

TIGRESS FINANCIAL PARTNERS, LLC

BD
CRD#: 154717
NEW YORK, NY
Past

February 20, 2014 - May 21, 2018

TITLEIST CAPITAL, LLC

BD
CRD#: 126136
SAN ANTONIO, TX
Past

October 8, 2013 - October 28, 2013

TITLEIST CAPITAL, LLC

BD
CRD#: 126136
HOUSTON, TX
Past

April 12, 2011 - February 21, 2014

ARGENTUS SECURITIES, LLC

BD
CRD#: 45915
HOUSTON, TX
Past

September 22, 2008 - October 15, 2009

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
MIAMI, FL
Past

August 8, 2001 - September 22, 2008

LEHMAN BROTHERS INC.

BD
CRD#: 7506
MIAMI, FL
Past

September 9, 1997 - July 27, 2001

GAMMA CAPITAL SECURITIES, INC

BD
CRD#: 41748
THE WOODLANDS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/16/2021)
RR
Delaware
(9/20/2022)
RR
Florida
(7/16/2021)
RR
Montana
(10/5/2022)
RR
New Jersey
(7/16/2021)
RR
New York
(7/16/2021)
RR
North Carolina
(7/16/2021)
RR
Ohio
(7/19/2021)
RR
Puerto Rico
(7/16/2021)
RR
Texas
(7/16/2021)
RR
Virginia
(7/16/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 9/11/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 7/8/2020
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 11/15/2006
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 9/2/1997
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 8/16/1999
Registered Options Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SC
STONECREST CAPITAL MARKETS, INC.
REDWINE & COMPANY, INC. | STONECREST PARTNERS | STONECREST CAPITAL MARKETS, INC.

CRD#: 39616 / SEC#: , 8-48754

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
300 W. 6th St. Suite 1550, Austin, TX 78701
Mailing Address
300 W. 6th St. Suite 1550, Austin, TX 78701
Phone number
(512) 275-6515
Established
North Carolina since 10/20/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (41 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STONECREST HOLDINGS, LLCPARENT COMPANY
HEFFRON, PAULA KAYCHIEF COMPLIANCE OFFICER4901921
JONES, DAVID BENNETT JRCHIEF OPERATING OFFICER4915605
KRIEWALD, JESSICAFINOP7052634
RANDOLPH, JOHN SCOTTCHIEF EXECUTIVE OFFICER1848519
WEIBEL, DAVIDDIRECTOR5688056

Disclosures

Regulatory Event5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STONECREST CAPITAL MARKETS, INC.

CRD#: 39616Austin, TX 78701

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