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JS

John C. Stone

TRUSTMONT ADVISORY GROUP
Erie, PA 16505
Some features on this profile are disabled
CRD#: 2905606
JS

Professional summary

John Charles Stone, who also goes by John Stone, is a registered financial advisor currently at TRUSTMONT ADVISORY GROUP, INC. located in Erie, Pennsylvania and TRUSTMONT FINANCIAL GROUP, INC. located in Erie, Pennsylvania.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. John has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

John Stone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
05/1996-PRESENT, JOHN C STONE, ERIE, PA, NOT INVEST-RELATED, RENTAL PROPERTY OWNED JOINTLY WITH WIFE, APPROX 1 HPM, 0 DURING SEC TRADING HOURS. GANNON UNIVERSITY, ERIE, PA , ADJUNCT COLLEGE PROFESSOR, TEACHING ECONOMICS, FINANCE AND MANAGEMENT. APPROX 11-22 HPM(VARIES) PER SEMESTER.APPROX 1-11 HPM(VARIES) DURING SECURITIES TRADING HOURS. INSURANCE AGENT, JOHN C. STONE, LONG-TERM CARE, LIFE, FIXED, A & H, VARIABLE LIFE AND VARIBLE ANNUITIES, 2 HPM NOT DURING SECURITIES TRADING HOURS. SAINT BONAVENTURE UNIVERSITY- 3261 W. STATE RD SAINT BONAVENTURE NY 14778 - 09-2025- PRESENT- 20 HPM- PRIVATE UNIVERSTIY OFFERING UNDERGRADUATE AND GRADUTE EDUCATION- ADJUNCT INSTRUCTOR- UNDERGRADUTAE ECONOMICS COURSE AND GRADUATE COMBINED ECONOMICS AND FINANCE INTRODUCTORY/LEVELER COURSE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Charles Stone's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 6, 2015 - Present

TRUSTMONT ADVISORY GROUP, INC.

Office #1: 4021 W. 12th Street Ste #9, Erie, PA 16505
RIA
CRD#: 106015
Erie, PA
Current

January 6, 2015 - Present

TRUSTMONT FINANCIAL GROUP, INC.

Office #1: 4021 W. 12th Street Suite #9, Erie, PA 16505
BD
CRD#: 18312
Erie, PA
Past

February 25, 2014 - December 31, 2014

WADDELL & REED

RIA
CRD#: 866
ERIE, PA
Past

May 31, 2011 - December 31, 2014

WADDELL & REED

BD
CRD#: 866
ERIE, PA
Past

April 1, 2009 - June 8, 2011

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
ERIE, PA
Past

June 11, 2008 - June 8, 2011

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
ERIE, PA
Past

November 29, 2001 - June 4, 2008

LPL FINANCIAL LLC

BD
CRD#: 6413
ERIE, PA
Past

September 4, 1997 - December 20, 2001

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUSTMONT ADVISORY GROUP, INC.
APPELMAN FINANCIAL | TRUSTMONT FINANCIAL GROUP, INC. | TRUSTMONT ADVISORY GROUP, INC. | TRUSTMARK ADVISORY GROUP, INC. | PWR PLANNERS | PRAXIS CAPITAL | HORIZON FINANCIAL ADVISORS | HELMICK & COMPANY WEALTH ADVISORS, LLC | CHAPEL HILL CAPITAL MANAGEMENT INC

CRD#: 106015 / SEC#: 801-30694

RIA
Registered Investment Advisory firm - (11/27/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(1/6/2015)
RR
New York
(1/6/2015)
RR
North Carolina
(1/6/2015)
RR
Ohio
(1/6/2015)
RR
Pennsylvania
(1/6/2015)
IAR
Pennsylvania
(1/6/2015)
RR
Texas
(1/3/2023)
RR
Virginia
(1/3/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/23/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/11/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 11/5/1997
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 9/3/1997
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TA
TRUSTMONT ADVISORY GROUP, INC.
APPELMAN FINANCIAL | TRUSTMONT FINANCIAL GROUP, INC. | TRUSTMONT ADVISORY GROUP, INC. | TRUSTMARK ADVISORY GROUP, INC. | PWR PLANNERS | PRAXIS CAPITAL | HORIZON FINANCIAL ADVISORS | HELMICK & COMPANY WEALTH ADVISORS, LLC | CHAPEL HILL CAPITAL MANAGEMENT INC

CRD#: 106015 / SEC#: 801-30694

RIA
Registered Investment Advisory firm - (11/27/1987 Approved)
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Contact information

Main Address
Scenic Drive Professional Center 200 Brush Run Road, Suite A, Greensburg, PA 15601
Mailing Address
Phone number
(724) 468-5665
Established
Firm type
Fiscal year end
# of Employees
59

SEC notice filing (27 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV 2A 03-2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts5,387
AUM (Assets Under Management)$ 1,126,006,619

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRUSTMONT ADVISORY GROUP, INC.

CRD#: 106015Erie, PA 16505

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