Anna F. Brown
Professional summary
Anna F Brown, who also goes by Anna Louise Forte, Anna Louise Forte-mussetter, Anna Forte Mussetter, Anna Louise Mussetter, is a registered financial advisor currently at WESTEND ADVISORS, LLC located in Charlotte, North Carolina.
Anna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Anna has worked at 4 firms and has passed the Series 66, Series 63, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Anna F Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 28, 2008 - Present
WESTEND ADVISORS, LLC
Office #1: 1001 Morehead Square Drive Suite 600, Charlotte, NC 28203December 16, 2005 - January 24, 2008
UBS FINANCIAL SERVICES INC.
August 14, 2000 - January 24, 2008
UBS FINANCIAL SERVICES INC.
August 14, 1998 - August 14, 2000
J.C. BRADFORD & CO.
May 27, 1998 - July 31, 1998
FIRST UNION CAPITAL MARKETS CORP.
Primary Firm SEC Registration
WESTEND ADVISORS, LLC
CRD#: 133279 / SEC#: 801-63626
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/28/2008)
Exams
Current Firm
WESTEND ADVISORS, LLC
CRD#: 133279 / SEC#: 801-63626
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,002 |
| AUM (Assets Under Management) | $ 1,699,961,169 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
