Daniel N. Dispigna
Professional summary
Daniel Nmn Dispigna, who also goes by Daniel Dispigna, is a registered financial professional currently at TOURMALINE PARTNERS, LLC located in Stamford, Connecticut.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1999. Daniel has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Nmn Dispigna's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 15, 2010 - Present
TOURMALINE PARTNERS, LLC
Office #1: 680 Washington Blvd. 10th Floor, Stamford, CT 06901February 18, 2009 - January 28, 2011
SMITH CAPITAL MARKETS, LLC.
March 12, 1999 - February 17, 2009
WILLIAMS TRADING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/28/2011)
(8/26/2011)
(1/10/2011)
(1/10/2011)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/5/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
TOURMALINE PARTNERS, LLC
CRD#: 154492 / SEC#: , 8-68644
Contact information
FINRA licenses (33 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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