Timothy J. Powers
Professional summary
Timothy James Powers, who also goes by Tim Powers, is a registered financial advisor currently at POWERS CAPITAL MANAGEMENT located in Conshohocken, Pennsylvania.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Timothy has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Timothy James Powers's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 10, 2019 - Present
POWERS CAPITAL MANAGEMENT
Office #1: 1024 Fayette St Rear Entrance, Conshohocken, PA 19428May 16, 2006 - September 9, 2019
BCG SECURITIES, INC.
May 16, 2006 - September 9, 2019
BCG SECURITIES, INC.
September 9, 2005 - May 16, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - May 16, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 11, 2002 - October 20, 2004
QUICK & REILLY, INC.
October 30, 2000 - December 21, 2000
LOCKWOOD FINANCIAL SERVICES, INC.
August 25, 1997 - February 12, 1998
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/13/2019)
(9/10/2019)
Exams
Current Firm
POWERS CAPITAL MANAGEMENT
CRD#: 301914 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 214 |
| AUM (Assets Under Management) | $ 37,417,591 |
Red Flags
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