JM
Jay C. Moore
KESTRA ADVISORY SERVICES
Cleburne, TX 76033
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CRD#: 2899493
JM
Professional summary
Jay C. Moore, who also goes by Jay C Moore, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Cleburne, Texas and KESTRA INVESTMENT SERVICES, LLC located in Cleburne, Texas.
Jay is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Jay has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jay C Moore
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: 107 Sunset Drive Investment Related: Yes Address: 107 Sunset Drive Cleburne TX 76033 Nature of Business: Real Estate Position, Title or Relationship: Member Start Date: 9/23/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: None. My wife, Brooke, handles the property management and rental.Business Name: Moore Private Wealth Real Estate Holdings, LLC Investment Related: Yes Address: 1313 Glenwood Drive Cleburne TX 76033 Nature of Business: Real Estate Position, Title or Relationship: Managing member Start Date: 4/21/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: NoneBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Bldg 2 Ste 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Independent contractor partnered with Kestra Start Date: 5/17/2021 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: After performing due diligence, offer Kestra advisory services to appropriate clients.Business Name: Moore Private Wealth Group Investment Related: Yes Address: 1313 Glenwood Drive Cleburne TX 76033 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance Position, Title or Relationship: Member & Senior Financial Advisor Start Date: 1/4/2016 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 71% - 80% (99 - 112 hours) Duties: I work with clients to invest their money in various investment vehicles.
CRS (Client Relationship Summary) - RIA
Click below to view Jay C. Moore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 17, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1313 Glenwood Dr, Cleburne, TX 76033RIA
CRD#: 283330
Cleburne, TX
Current
May 17, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1313 Glenwood Dr, Cleburne, TX 76033BD
CRD#: 42046
Cleburne, TX
Past
January 4, 2016 - May 19, 2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
CLEBURNE, TX
Past
January 4, 2016 - May 19, 2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
CLEBURNE, TX
Past
July 23, 2007 - January 5, 2016
EDWARD JONES
RIA
CRD#: 250
CLEBURNE, TX
Past
July 9, 1997 - January 5, 2016
EDWARD JONES
BD
CRD#: 250
CLEBURNE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(5/17/2021)
RR
Colorado(11/6/2024)
RR
Florida(5/17/2021)
RR
Georgia(5/17/2021)
RR
Illinois(3/18/2022)
RR
Indiana(11/20/2023)
RR
Missouri(3/9/2022)
RR
Montana(5/28/2025)
RR
New Jersey(4/18/2023)
RR
North Carolina(5/20/2021)
RR
Oklahoma(8/30/2024)
RR
Pennsylvania(3/18/2022)
RR
South Dakota(5/17/2021)
RR
Texas(5/17/2021)
IAR
Texas(5/17/2021)
RR
Washington(5/17/2021)
RR
Wisconsin(11/10/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
