Jason G. Holmberg
Professional summary
Jason Gustaf Holmberg, who also goes by Jason Holmberg, is a registered financial professional currently at EQUITABLE DISTRIBUTORS, LLC located in Charlotte, North Carolina.
Jason is registered as a RR (Registered Representative) and started their career in finance in 1997. Jason has worked at 10 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Gustaf Holmberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 24, 2025 - Present
EQUITABLE DISTRIBUTORS, LLC
Office #1: 8501 Ibm Drive Suite 150, Charlotte, NC 28262July 30, 2019 - March 10, 2025
EMPOWER FINANCIAL SERVICES, INC.
December 9, 2016 - June 13, 2019
ICON DISTRIBUTORS, INC.
May 15, 2015 - November 11, 2016
TRANSAMERICA INVESTORS SECURITIES, LLC
November 5, 2009 - May 12, 2015
EMPOWER FINANCIAL SERVICES, INC.
October 22, 2003 - August 31, 2009
INVESCO DISTRIBUTORS, INC.
March 12, 2003 - April 7, 2003
MML INVESTORS SERVICES, LLC
December 17, 2001 - February 14, 2003
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
May 24, 2001 - October 19, 2001
METROPOLITAN LIFE INSURANCE COMPANY
May 24, 2001 - October 19, 2001
MSI FINANCIAL SERVICES, INC.
July 8, 1997 - April 27, 2001
JANUS HENDERSON DISTRIBUTORS US LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/24/2025)
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Exams
FINRA
Current Firm
EQUITABLE DISTRIBUTORS, LLC
CRD#: 25900 / SEC#: , 8-42123
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQ HOLDINGS, LLC | OWNER | |
| D'AUGUSTE, ARIELLE RACHEL | GENERAL COUNSEL | 7252573 |
| DURSO, ALFRED JOSEPH | CHIEF COMPLIANCE OFFICER | 2546771 |
| KAIS, JAMES MICHAEL | DIRECTOR | 2529327 |
| LANE, NICHOLAS BURRITT | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4994948 |
| SCANLON, STEPHEN CAULEY | DIRECTOR | 2219308 |
| SCAPPATOR, CANDACE LYNN | FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4697607 |
Disclosures
| Arbitration | 1 |
Red Flags
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