Mark W. Maurer

CAPITAL INVESTMENT ADVISORY SERVICES

TAMPA, FL 33629

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CRD#: 2897315

Professional summary

Mark Walter Maurer, CFP® is a registered financial advisor currently at CAPITAL INVESTMENT ADVISORY SERVICES, LLC located in Tampa, Florida and CAPITAL INVESTMENT GROUP, INC. located in Tampa, Florida.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Mark has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. LOW LOAD INSURANCE SERVICES, INC. DBA LLIS. PRESIDENT AND CEO. 3709 W. JETTON AVE, STE 201, TAMPA, FL 33629. STARTED 2003. INVESTMENT RELATED. AGENT - SALE OF INSURANCE, DISABILITY, LONG TERM CARE AND ANNUITIES. >40 HRS PER WEEK, ALL DURING NORMAL TRADING HOURS. 2. AMERITAS LIFE INSURANCE COMPANY. EXTERNAL WHOLESALER FOR LIFE AND ANNUITIES. 5900 O STREET, LINCOLN, NE 68510. WHOLESALER OF NO-LOAD ANNUITIES AND LIFE INSURANCE TO FEE ONLY RIAS AND THEIR CLIENTS. HAS WORKED WITH AMERITAS SINCE PRIOR TO 2000. NOT INVESTMENT RELATED. 2 HRS/WEEK, 2 DURING NORMAL TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Walter Maurer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

September 17, 2018 - Present

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

Office #1: 3709 W. Jetton Ave Ste 201, Tampa, FL 33629

RIA

CRD#: 149124

TAMPA, FL

Current

June 20, 2018 - Present

CAPITAL INVESTMENT GROUP, INC.

Office #1: 3709 W. Jetton Ave Ste 201, Tampa, FL 33629

CRD#: 14752

Tampa, FL

Past

April 27, 2012 - July 16, 2018

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

TAMPA, FL

Past

December 12, 2005 - July 16, 2018

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

TAMPA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

CRD#: 149124 / SEC#: 801-69846

RIA

Registered Investment Advisory firm - (1/5/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/16/2018)

Alaska
(9/6/2018)

Arizona
(8/17/2018)

Arkansas
(8/23/2018)

California
(6/20/2018)

Colorado
(9/12/2018)

Connecticut
(6/20/2018)

Delaware
(8/27/2018)

District of Columbia
(6/20/2018)

Florida
(8/15/2018)

IAR

Florida
(9/17/2018)

Georgia
(6/20/2018)

Hawaii
(8/16/2018)

Idaho
(6/20/2018)

Illinois
(9/24/2018)

Indiana
(6/20/2018)

Iowa
(8/20/2018)

Kansas
(6/20/2018)

Kentucky
(6/20/2018)

Louisiana
(6/20/2018)

Maine
(8/17/2018)

Maryland
(6/20/2018)

Massachusetts
(9/10/2018)

Michigan
(8/20/2018)

Minnesota
(8/15/2018)

Mississippi
(8/17/2018)

Missouri
(6/20/2018)

Montana
(8/16/2018)

Nebraska
(8/17/2018)

Nevada
(8/23/2018)

New Hampshire
(8/20/2018)

New Jersey
(8/15/2018)

New Mexico
(8/17/2018)

New York
(6/20/2018)

North Carolina
(8/16/2018)

North Dakota
(8/27/2018)

Ohio
(6/20/2018)

Oklahoma
(8/15/2018)

Oregon
(8/16/2018)

Pennsylvania
(8/17/2018)

Rhode Island
(8/23/2018)

South Carolina
(6/20/2018)

South Dakota
(8/15/2018)

Tennessee
(8/17/2018)

Texas
(8/17/2018)

Utah
(6/20/2018)

Vermont
(8/17/2018)

Virginia
(8/17/2018)

Washington
(6/20/2018)

West Virginia
(6/20/2018)

Wisconsin
(6/20/2018)

Wyoming
(6/20/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 12/9/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/9/2005

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

CRD#: 149124 / SEC#: 801-69846

RIA

Registered Investment Advisory firm - (1/5/2009 Approved)

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Contact information

Main Address

100 E. Six Forks Road Suite 200, Raleigh, NC 27609

Mailing Address

P.o. Box 32249, Raleigh, NC 27622

Phone number

(919) 831-2370

Established

Firm type

Fiscal year end

# of Employees

106

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIAS ADV PART 2A (3/13/2025)

Regulatory assets under management

Total Number of Accounts	8,619
AUM (Assets Under Management)	$ 1,930,938,262

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark W. Maurer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Walter Maurer's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL INVESTMENT GROUP, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

Primary Firm SEC Registration

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/9/2005

SIE

Date: 10/1/2018

Series 6

Date: 12/9/2005

FINRA

Current Firm

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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