Mary L. Stockton
EAGLE STRATEGIES LLC
WALTHAM, MA 02451
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CRD#: 2896729
Professional summary
Mary Linderman Stockton, CFP®, ChFC®, CLU® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Waltham, Massachusetts and NYLIFE SECURITIES LLC located in Waltham, Massachusetts.
Mary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Mary has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[DBA- 'STOCKTON FINANCIAL AND INSURANCE SERVICES' UNDER WHICH SHE WILL CONDUCT ALL OF HER BUSINESS, INCLUDING BROKERING OF NON-REGISTERED NON-NYL INSURANCE PRODUCTS; 24 Elm Street Canton MA 02021; SOLE OWNER; 40 HRS PER WEEK TO THE ACTIVITY; INVESTMENT RELATED] [Ohio Street Condo; Rental Property Condo rental; 3959 Ohio Street #216 San Diego, CA 92014; Start Date 02/2021; Role/Title: Owner; Investment Related; 2 hours per month; 0 hours per month during securities trading hours; pay the bills, mortgage, and HOA fees]
CRS (Client Relationship Summary) - RIA
Click below to view Mary Linderman Stockton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
August 20, 2013 - Present
EAGLE STRATEGIES LLC
Office #1: 201 Jones Road 5th Floor, Waltham, MA 02451Office #2: 4365 Executive Drive Suite 800, San Diego, CA 92121RIA
CRD#: 110826
WALTHAM, MA
Current
March 21, 1998 - Present
NYLIFE SECURITIES LLC
Office #1: 201 Jones Road 5th Floor, Waltham, MA 02451Office #2: 4365 Executive Drive Suite 800, San Diego, CA 92121BD
CRD#: 5167
Waltham, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/28/2016)
RR
Arizona(8/18/2016)
RR
California(3/20/1998)
IAR
California(8/20/2013)
RR
Colorado(6/15/2016)
RR
Connecticut(4/26/2019)
RR
Delaware(10/18/2023)
RR
Florida(1/25/2022)
RR
Georgia(9/20/2016)
RR
Hawaii(1/2/2015)
RR
Idaho(3/7/2025)
RR
Iowa(12/18/2024)
RR
Kentucky(5/7/2018)
RR
Louisiana(3/19/2021)
RR
Maryland(4/18/2018)
RR
Massachusetts(6/2/1998)
IAR
Massachusetts(2/1/2022)
RR
Minnesota(1/29/2021)
RR
Missouri(4/20/2016)
RR
Montana(12/18/2020)
RR
Nevada(7/20/2018)
RR
New York(5/19/2021)
RR
North Carolina(9/13/2016)
RR
Ohio(6/26/2017)
RR
Oklahoma(4/15/2022)
RR
Oregon(2/10/2014)
RR
Pennsylvania(8/1/2016)
RR
Rhode Island(3/7/2025)
RR
Tennessee(10/13/2020)
RR
Texas(3/26/2013)
IAR
Texas(1/13/2014)
RR
Vermont(7/27/2021)
RR
Virginia(7/20/2018)
RR
Washington(11/10/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Waltham, MA 02451TRUST BUT VERIFY
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