Jason C. Storjohann

HORIZON INVESTMENTS LLC

Charlotte, NC 28277

Some features on this profile are disabled

CRD#: 2896482

Professional summary

Jason Cole Storjohann is a registered financial advisor currently at HORIZON INVESTMENTS LLC located in Charlotte, North Carolina and QUASAR DISTRIBUTORS, LLC located in Portland, Maine.

Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Jason has worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 52, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Horizon Investments; Charlotte, NC; Investment related; Started 09/14/2020; Sales; Regional Director; Service existing clients; prospect for new clients; raise assets within horizon models/funds; 200 hours per month with 0 hours during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Cole Storjohann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 18, 2020 - Present

HORIZON INVESTMENTS LLC

Office #1: 6210 Ardrey Kell Road Ste 300, Charlotte, NC 28277

RIA

CRD#: 109552

Charlotte, NC

Current

September 30, 2020 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 103848

Portland, ME

Past

March 15, 2019 - September 23, 2020

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

CRD#: 21771

SEATTLE, WA

Past

March 14, 2019 - September 23, 2020

RUSSELL INVESTMENTS

RIA

CRD#: 105734

SEATTLE, WA

Past

April 6, 2018 - February 5, 2019

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

BELLEVUE, WA

Past

March 20, 2018 - February 5, 2019

PRUCO SECURITIES, LLC.

CRD#: 5685

BELLEVUE, WA

Past

May 26, 2010 - January 2, 2018

VOYA INVESTMENT MANAGEMENT CO. LLC

RIA

CRD#: 106494

SNOHOMISH, WA

Past

March 7, 2005 - January 2, 2018

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

SCOTTSDALE, AZ

Past

August 26, 2003 - March 4, 2005

FHN FINANCIAL SECURITIES CORP.

CRD#: 46346

MEMPHIS, TN

Past

October 8, 2001 - November 19, 2002

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

WINDSOR, CT

Past

May 11, 1999 - October 9, 2001

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Past

August 7, 1998 - February 3, 1999

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Past

June 6, 1997 - October 29, 1998

AFD, INC.

CRD#: 34047

NORTHBROOK, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HORIZON INVESTMENTS LLC

HARIZON INVESTMENTS LLC | HORIZON INVESTMENTS LLC

CRD#: 109552 / SEC#: 801-57316

RIA

Registered Investment Advisory firm - (2/24/2000 Approved)

South Carolina

Registered Investment Advisory firm - (12/10/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(9/30/2020)

California
(1/2/2024)

Idaho
(9/30/2020)

Montana
(9/30/2020)

Nevada
(1/2/2024)

IAR

North Carolina
(11/25/2020)

North Carolina
(1/12/2021)

Oregon
(9/30/2020)

Washington
(9/30/2020)

Wyoming
(9/30/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/25/2010

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/15/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/14/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/13/1999

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 5/8/1999

Municipal Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/4/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 1/11/1999

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

HORIZON INVESTMENTS LLC

HARIZON INVESTMENTS LLC | HORIZON INVESTMENTS LLC

CRD#: 109552 / SEC#: 801-57316

RIA

Registered Investment Advisory firm - (2/24/2000 Approved)

South Carolina

Registered Investment Advisory firm - (12/10/2003 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6210 Ardrey Kell Road Ste 300, Charlotte, NC 28277

Mailing Address

Phone number

(704) 544-2399

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HORIZON FORM ADV 2A (3/12/2025)

Regulatory assets under management

Total Number of Accounts	1,481
AUM (Assets Under Management)	$ 5,357,028,030

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Thompson

SPARTA WEALTH PARTNERS

IAR

CHARLOTTE, NC

Jon Hoyle

INNOVATION PARTNERS LLC

Charlotte, NC

Andrew Digirolamo

PFS INVESTMENTS INC.

Charlotte, NC

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jason C. Storjohann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Cole Storjohann's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUASAR DISTRIBUTORS, LLC

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

RUSSELL INVESTMENTS

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

VOYA INVESTMENT MANAGEMENT CO. LLC

VOYA INVESTMENTS DISTRIBUTOR, LLC

FHN FINANCIAL SECURITIES CORP.

VOYA INVESTMENTS DISTRIBUTOR, LLC

AMERIPRISE ADVISOR SERVICES, INC.

ALLSTATE FINANCIAL SERVICES, LLC

AFD, INC.

Primary Firm SEC Registration

HORIZON INVESTMENTS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/25/2010

Series 65

Date: 5/15/2001

Series 63

Date: 7/14/1997

SIE

Date: 10/1/2018

Series 7

Date: 7/13/1999

Series 52

Date: 5/8/1999

Series 6

Date: 6/4/1997

Series 26

Date: 1/11/1999

FINRA

Current Firm

HORIZON INVESTMENTS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HORIZON INVESTMENTS LLC

TRUST BUT VERIFY

Similar Advisors